0001615351-14-000004.txt : 20140821 0001615351-14-000004.hdr.sgml : 20140821 20140821100912 ACCESSION NUMBER: 0001615351-14-000004 CONFORMED SUBMISSION TYPE: MA PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prism Municipal Advisors CENTRAL INDEX KEY: 0001615351 IRS NUMBER: 010830904 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA SEC ACT: 1934 Act SEC FILE NUMBER: 867-00335 FILM NUMBER: 141056719 BUSINESS ADDRESS: STREET 1: 1636 SHERBORNE LANE CITY: POWELL STATE: OH ZIP: 43065 BUSINESS PHONE: 614-840-9844 MAIL ADDRESS: STREET 1: 1636 SHERBORNE LANE CITY: POWELL STATE: OH ZIP: 43065 MA 1 primary_doc.xml MA 0001615351 XXXXXXXX Bradford Sprague 614-840-9844 brad@prismadv.com Prism Municipal Advisors 01-0830904 866-00130-00 614-840-9844 704-302-1985 704-302-1823 N http://www.prismadv.com Bradford Michael Sprague 614-840-9844 brad@prismadv.com December OH 03-14-2005 N 2 2 0 0 0 17 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Fixed Fees Contingent Fees Other retainer Not Applicable Advice Insurance Of MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Brokerage Of MEI N 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Bradford Michael Sprague Principal 03-14-2005 D Y James Joseph Hargrove Principal 01-01-2009 D Y 001866165 Bradford Michael Sprague Principal 03-14-2005 D Y James Joseph Hargrove Principal 01-01-2009 D Y Bradford Sprague Bradford Sprague Principal 08-20-2014 N N N N N Y N Y N N N N N N N N N N N N