0001615340-22-000001.txt : 20220404 0001615340-22-000001.hdr.sgml : 20220404 20220404172830 ACCESSION NUMBER: 0001615340-22-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220324 DATE AS OF CHANGE: 20220404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: C Financial Investment, Inc. CENTRAL INDEX KEY: 0001615340 IRS NUMBER: 330287382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00303 FILM NUMBER: 22803921 BUSINESS ADDRESS: STREET 1: 555 CORPORATE DRIVE CITY: LADERA RANCH STATE: CA ZIP: 92694 BUSINESS PHONE: 9492821077 MAIL ADDRESS: STREET 1: 555 CORPORATE DRIVE CITY: LADERA RANCH STATE: CA ZIP: 92694 MA-A 1 primary_doc.xml MA-A 0001615340 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com chelmer@calschools.com sgald@calschools.com 12-31-2021 Y C Financial Investment, Inc. California Financial Services 33-0287382 866-00317-00 867-00303 555 Corporate Drive Ladera Ranch CA 92694 9492821077 9492821070 Delete 949-282-1077 949-282-1070 N www.calschools.com Add www.keyanalytics.org Kimberly Marie McManus

101 Eisenhower Parrkway Suite 404 Roseland NJ 07068

973-618-9500 973-618-9501 kmcmanus@alternativereg.com Steven A Gald

555 Corporate Drive Suite 100 Ladera Ranch CA 92694

9492821077 9492821070 sgald@calschools.com Add C Financial Investment, Inc. 555 Corporate Drive, Suite 100 Ladera Ranch CA 92694 9492821077 9492821070 Contracts, Work Product, Due Diligence Information and Billing and Invoicing records Delete C Financial Investment, Inc. 949-282-1077 949-282-1070 Client Files December CA 04-28-1988 N 16 1 3 0 0 0 25 Municipal Entities 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice On Selection Y Software and consultants providing services to clients including: Project Revenue and Expenditure Tracking and Reporting Dynamic Cash Flow Planning Strategic Revenue Allocation Consulting Citizen Oversight Committee Support State and IRS Audit Support Records Retention and Retrieval Ongoing Municipal Market Disclosure Services 0 N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Michael Wesley Ogburn President 01-07-2020 E Y 000000000 Kimberly Marie McManus Chief Compliance Officer 10-30-2020 NA N 2322081 Michael Wesley Ogburn President 01-07-2020 E Y 000000000 Kimberly Marie McManus Chief Compliance Officer 10-30-2020 NA N 2322081 Steven Gald Steven Gald Vice President 03-24-2022 N N Y N N Y N Y N Y Y N N N N N N N N N Y