0001615340-18-000002.txt : 20180129 0001615340-18-000002.hdr.sgml : 20180129 20180129152432 ACCESSION NUMBER: 0001615340-18-000002 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: C Financial Investment, Inc. CENTRAL INDEX KEY: 0001615340 IRS NUMBER: 330287382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00303 FILM NUMBER: 18555256 BUSINESS ADDRESS: STREET 1: 412 HUMBOLDT STREET CITY: SANTA ROSA STATE: CA ZIP: 95404 BUSINESS PHONE: 7075447800 MAIL ADDRESS: STREET 1: 412 HUMBOLDT STREET CITY: SANTA ROSA STATE: CA ZIP: 95404 MA-A 1 primary_doc.xml MA-A 0001615340 XXXXXXXX R. Mark Epstein 7075447800 mepstein@calschools.com mepstein@calschools.com 12-31-2017 Y C Financial Investment, Inc. California Financial Services 33-0287382 866-00317-00 867-00303 412 HUMBOLDT STREET SANTA ROSA CA 95404 7075447800 7075234082 Add 555 CORPORATE DRIVE, SUITE 100 LADERA RANCH CA 92694 9492821077 9492821070 N 412 HUMBOLDT STREET SANTA ROSA CA 95401 www.calschools.com Amend www.keyanalytics.org Steven A Gald

555 Corporate Drive, Suite 100 Ladera Ranch CA 92694

9492821077 9492821070 sgald@calschools.com Raphael Mark Epstein

412 Humboldt Street Santa Rosa CA 95404

7075447800 7075234082 mepstein@calschools.com Add C Financial Investment, Inc. 555 Corporate Drive, Suite 100 Ladera Ranch CA 92694 9492821077 9492821070 Contracts, Work Product, Due Diligence Information and Billing and Invoicing records December CA 04-28-1988 N 11 1 3 0 0 0 25 Municipal Entities 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice On Selection Y Software and consultants providing services to clients including: Project Revenue and Expenditure Tracking and Reporting Dynamic Cash Flow Planning Strategic Revenue Allocation Consulting Citizen Oversight Committee Support State and IRS Audit Support Records Retention and Retrieval Ongoing Municipal Market Disclosure Services 0 N N N N N N N N N N Y N N N Add Michael Wesley Ogburn Owns 50.1% of voting shares of C Financial Investment, Inc, is the President of C Financial Investment, Inc. and manages the Mission Viejo Office. 26691 Plaza Drive, Suite 130 Mission Viejo CA 92691 9492821077 9492821070 Add Raphael Mark Epstein Owns 49.9% of voting stock of C Financial Investment, Inc, is the Chief Operating Officer of C Financial Investment, Inc. and manages the Santa Rosa and Sacramento offices. 412 Humboldt Street Santa Rosa CA 95404 7075447800 7075234082 N N N N N N N N N N N N N N N N N N N N N N N N Y N Raphael Mark Epstein Managing Director 04-01-1990 C Y Michael Wesley Ogburn Senior Vice President 04-28-1988 D Y Add Raphael Mark Epstein Managing Director 04-01-1990 C Y Add Michael Wesley Ogburn Senior Vice President 04-28-1988 D Y R. Mark Epstein R. Mark Epstein Managing Director 01-17-2018 N N Y N N Y N Y N Y Y N N N N N N N N N Y