0001615340-17-000001.txt : 20170126 0001615340-17-000001.hdr.sgml : 20170126 20170126115758 ACCESSION NUMBER: 0001615340-17-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: C Financial Investment, Inc. CENTRAL INDEX KEY: 0001615340 IRS NUMBER: 330287382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00303 FILM NUMBER: 17548716 BUSINESS ADDRESS: STREET 1: 412 HUMBOLDT STREET CITY: SANTA ROSA STATE: CA ZIP: 95404 BUSINESS PHONE: 7075447800 MAIL ADDRESS: STREET 1: 412 HUMBOLDT STREET CITY: SANTA ROSA STATE: CA ZIP: 95404 MA-A 1 primary_doc.xml MA-A 0001615340 XXXXXXXX R. Mark Epstein 7075447800 mepstein@calschools.com mepstein@calschools.com 12-31-2016 Y C Financial Investment, Inc. California Financial Services 33-0287382 866-00317-00 867-00303 412 HUMBOLDT STREET SANTA ROSA CA 95404 7075447800 7075234082 Amend 555 CORPORATE DRIVE, SUITE 100 LADERA RANCH CA 92694 9492821077 9492821070 N 412 HUMBOLDT STREET SANTA ROSA CA 95404 www.calschools.com NewAdd www.keyanalytics.com Steven A Gald

555 Corporate Drive, Suite 100 Ladera Ranch CA 92694

9492821077 9492821070 sgald@calschools.com Raphael Mark Epstein

412 Humboldt Street Santa Rosa CA 95404

7075447800 7075234082 mepstein@calschools.com Amend C Financial Investment, Inc. 555 Corporate Drive, Suite 100 Ladera Ranch CA 92694 9492821077 9492821070 Contracts, Work Product, Due Diligence Information and Billing and Invoicing records December CA 04-28-1988 N 7 1 3 0 0 0 20 Municipal Entities 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice On Selection Y 0 N N N N N N N N N N Y N N N Add Michael Wesley Ogburn Owns 50.1% of voting shares of C Financial Investment, Inc, is the President of C Financial Investment, Inc. and manages the Mission Viejo Office. 26691 Plaza Drive, Suite 130 Mission Viejo CA 92691 9492821077 9492821070 Add Raphael Mark Epstein Owns 49.9% of voting stock of C Financial Investment, Inc, is the Chief Operating Officer of C Financial Investment, Inc. and manages the Santa Rosa and Sacramento offices. 412 Humboldt Street Santa Rosa CA 95404 7075447800 7075234082 N N N N N N N N N N N N N N N N N N N N N N N N Y N Michael Wesley Ogburn Senior Vice President 04-28-1988 D Y Raphael Mark Epstein Managing Director 04-01-1990 C Y Add Raphael Mark Epstein Managing Director 04-01-1990 C Y Add Michael Wesley Ogburn Senior Vice President 04-28-1988 D Y Donna LaGraffe Donna LaGraffe Office Manager 01-23-2017 N N Y N N Y N Y N Y Y N N N N N N N N N N