0001615340-16-000005.txt : 20160324
0001615340-16-000005.hdr.sgml : 20160324
20160324104640
ACCESSION NUMBER: 0001615340-16-000005
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160323
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: C Financial Investment, Inc.
CENTRAL INDEX KEY: 0001615340
IRS NUMBER: 330287382
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00303
FILM NUMBER: 161526053
BUSINESS ADDRESS:
STREET 1: 412 HUMBOLDT STREET
CITY: SANTA ROSA
STATE: CA
ZIP: 95404
BUSINESS PHONE: 7075447800
MAIL ADDRESS:
STREET 1: 412 HUMBOLDT STREET
CITY: SANTA ROSA
STATE: CA
ZIP: 95404
MA-A
1
primary_doc.xml
MA-A
0001615340
XXXXXXXX
R. Mark Epstein
7075447800
mepstein@calschools.com
mepstein@calschools.com
12-31-2015
Y
C Financial Investment, Inc.
California Financial Services
33-0287382
866-00317-00
412 HUMBOLDT STREET
SANTA ROSA
CA
95404
7075447800
7075234082
Add
26691 Plaza Drive, Suite 130
Mission Viejp
CA
92691
9492821077
9492821070
N
412 HUMBOLDT STREET
SANTA ROSA
CA
95404
www.calschools.com
Raphael
Mark
Epstein
412 Humboldt Street
Santa Rosa
CA
95404
7075447800
7075234082
mepstein@calschools.com
Michael
Wesley
Ogburn
555 Corporate Drive, Suite 100
Ladera Ranch
CA
92694
9492821077
9192821070
mogburn@calschools.com
Amend
C Financial Investment, Inc.
555 Corporate Center Drive, Suite 100
Ladera Ranch
CA
92694
9492821077
9492821070
Contracts, Work Product, Due Diligence Information and Billing and Invoicing records
NewAdd
C Financial InvestmentInc
2200 Douglas Blvd., Suite 110A
Roseville
CA
95661
9167807800
9167330405
Client Records, work product, contracts and CCO support documentation
December
CA
04-28-1988
N
9
3
0
0
0
15
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Other
Fees based on size and number of projects
Not Applicable
Advice Insurance Of MS
Advice On Selection
Other
Continuing Disclosure Filings
Y
Other municipal advisor
2
Add
Other municipal advisor
Raphael Mark Epstein
C Financial Investment, Inc
Y
Y
N
Add
Other municipal advisor
Michael Wesley Ogburn
C Financial Investment, Inc
Y
Y
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
Add
Michael
Wesley
Ogburn
Owns 50.1% of voting shares of C Financial Investment, Inc, is the President of C Financial Investment, Inc. and manages the Mission Viejo Office.
26691 Plaza Drive, Suite 130
Mission Viejo
CA
92691
9492821077
9492821070
Add
Raphael
Mark
Epstein
Owns 49.9% of voting stock of C Financial Investment, Inc, is the Chief Operating Officer of C Financial Investment, Inc. and manages the Santa Rosa and Sacramento offices.
412 Humboldt Street
Santa Rosa
CA
95404
7075447800
7075234082
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Michael
Wesley
Ogburn
Senior Vice President
04-28-1988
D
Y
Raphael
Mark
Epstein
Managing Director
04-01-1990
C
Y
Add
Michael
Wesley
Ogburn
Senior Vice President
04-28-1988
D
Y
Add
Raphael
Mark
Epstein
Managing Director
04-01-1990
C
Y
R Mark Epsteion
R Mark Epstein
Vice President
03-23-2016
N
N
Y
N
N
Y
N
Y
N
N
Y
N
N
N
N
N
Y
N
N
N
N