0001615340-14-000007.txt : 20140814 0001615340-14-000007.hdr.sgml : 20140814 20140814212156 ACCESSION NUMBER: 0001615340-14-000007 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: C Financial Investment, Inc. CENTRAL INDEX KEY: 0001615340 IRS NUMBER: 330287382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02128 FILM NUMBER: 141044915 BUSINESS ADDRESS: STREET 1: 412 HUMBOLDT STREET CITY: SANTA ROSA STATE: CA ZIP: 95404 BUSINESS PHONE: 7075447800 MAIL ADDRESS: STREET 1: 412 HUMBOLDT STREET CITY: SANTA ROSA STATE: CA ZIP: 95404 MA-I 1 primary_doc.xml MA-I 0001615340 XXXXXXXX Raphael Mark Epstein 7075447800 mepstein@calschools.com N Michael Wesley Ogburn N 1 0001615340 C Financial Investment, Inc. California Financial Services 04-28-1988 N 07-31-2014 0001615340 SUPERVISED 07-01-2006 412 HUMBOLDT STREET SANTA ROSA CA 95404 LOCATED 05-11-2000 26691 Plaza Drive, Suite 130 Mission Viejo CA 92691 04-1988 C Financial Investment, Inc. Santa Rosa CA 95404 Y N Senior Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N N Y N N N N N N N N 07-30-2014 Raphael Mark Epstein Managing Director 6I(1)(b) 6I(2)(c) Y Twin Rivers Unified School District CA C Financial Investment, Inc. Debt - Municipal Plaintiff alleged that the Grant Joint Union High School District was wrongly promised that there would be sources of repayment derived from new residential construction that would be sufficient to retire debt obligations used to finance new school construction and modernization projects. State Court Sacramento Superior Court 34-2009-000054569 720 Ninth Street Sacramento CA 95814 Twin Rivers Unified School District v C Financial Investment, Inc. 03-07-2010 Dismissed 06-23-2014 0.00