0001615340-14-000005.txt : 20140814
0001615340-14-000005.hdr.sgml : 20140814
20140814114833
ACCESSION NUMBER: 0001615340-14-000005
CONFORMED SUBMISSION TYPE: MA
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: C Financial Investment, Inc.
CENTRAL INDEX KEY: 0001615340
IRS NUMBER: 330287382
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00303
FILM NUMBER: 141040694
BUSINESS ADDRESS:
STREET 1: 412 HUMBOLDT STREET
CITY: SANTA ROSA
STATE: CA
ZIP: 95404
BUSINESS PHONE: 7075447800
MAIL ADDRESS:
STREET 1: 412 HUMBOLDT STREET
CITY: SANTA ROSA
STATE: CA
ZIP: 95404
MA
1
primary_doc.xml
MA
0001615340
XXXXXXXX
R. Mark Epstein
7075447800
mepstein@calschools.com
mepstein@calschools.com
C Financial Investment, Inc.
California Financial Services
33-0287382
866-00317-00
412 HUMBOLDT STREET
SANTA ROSA
CA
95404
7075447800
7075234082
26691 Plaza Drive, Suite 130
Mission Viejp
CA
92691
9492821077
9492821070
N
412 HUMBOLDT STREET
SANTA ROSA
CA
95404
www.calschools.com
Raphael
Mark
Epstein
412 Humboldt Street
Santa Rosa
CA
95404
7075447800
7075234082
mepstein@calschools.com
Michael
Wesley
Ogburn
26691 Plaza Drive, Suite 130
Mission Viejo
CA
92691
9492821077
9192821070
mogburn@calschools.com
C Financial Investment, Inc.
26691 Plaza Drive, Suite 130
Mission Viejo
CA
92691
9492821077
9492821070
Contracts, Work Product, Due Diligence Information and Billing and Invoicing records
December
CA
04-28-1988
N
6
2
0
0
0
15
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Other
Fees based on size and number of projects
Not Applicable
Advice Insurance Of MS
Advice On Selection
Other
Continuing Disclosure Filings
Y
Other municipal advisor
2
Other municipal advisor
Raphael Mark Epstein
C Financial Investment, Inc
Y
Y
N
Other municipal advisor
Michael Wesley Ogburn
C Financial Investment, Inc
Y
Y
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
Michael
Wesley
Ogburn
Owns 50.1% of voting shares of C Financial Investment, Inc, is the President of C Financial Investment, Inc. and manages the Mission Viejo Office.
26691 Plaza Drive, Suite 130
Mission Viejo
CA
92691
9492821077
9492821070
Raphael
Mark
Epstein
Owns 49.9% of voting stock of C Financial Investment, Inc, is the Chief Operating Officer of C Financial Investment, Inc. and manages the Santa Rosa and Sacramento offices.
412 Humboldt Street
Santa Rosa
CA
95404
7075447800
7075234082
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Michael
Wesley
Ogburn
Senior Vice President
04-28-1988
D
Y
Raphael
Mark
Epstein
Managing Director
04-01-1990
C
Y
Raphael Mark Epstein
Raphael Mark Epstein
Managing Director
07-31-2014
N
N
Y
N
N
Y
N
Y
N
N
Y
N
N
N
N
N
Y
N
N
N
N