0001193125-20-043728.txt : 20200221 0001193125-20-043728.hdr.sgml : 20200221 20200220173902 ACCESSION NUMBER: 0001193125-20-043728 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200221 DATE AS OF CHANGE: 20200220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Salarius Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001615219 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 465087339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88731 FILM NUMBER: 20636538 BUSINESS ADDRESS: STREET 1: 2450 HOLCOMBE BLVD STREET 2: SUITE J-608 CITY: HOUSTON STATE: TX ZIP: 77021 BUSINESS PHONE: 346-772-0346 MAIL ADDRESS: STREET 1: 2450 HOLCOMBE BLVD STREET 2: SUITE J-608 CITY: HOUSTON STATE: TX ZIP: 77021 FORMER COMPANY: FORMER CONFORMED NAME: Flex Pharma, Inc. DATE OF NAME CHANGE: 20140730 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Sharma Sunil CENTRAL INDEX KEY: 0001783709 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 2450 HOLCOMBE BLVD. STREET 2: SUITE J-608 CITY: HOUSTON STATE: TX ZIP: 77021 SC 13D/A 1 d886298dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

SALARIUS PHARMACEUTICALS, INC.

(Name of Issuer)

Common Stock, Par Value $0.0001 per share

(Title of Class of Securities)

79400X 107

(CUSIP Number)

Sunil Sharma

1411 W. Orangewood Ave.

Phoenix, AZ 85021

(702) 513-1235

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Filing Persons)

February 11, 2020

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 79400X 107

 

  1.    

  NAME OF REPORTING PERSON

 

  I.R.S. IDENTIFICATION NO.

 

  Sunil Sharma

  2.    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☐

 

  3.    

  SEC USE ONLY

 

  4.    

  SOURCE OF FUNDS

 

  5.    

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

  ☐

  6.    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    7.     

  SOLE VOTING POWER

 

  234,571 shares (See Item 5(a))

  8.     

  SHARED VOTING POWER

 

  0 shares

  9.     

  SOLE DISPOSITIVE POWER

 

  234,571 shares. (See Item 5(a))

  10.     

  SHARED DISPOSITIVE POWER

 

  0 shares.

11.    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  234,571 shares. (See Item 5(a))

12.    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13.    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  1.82%1

14.    

  TYPE OF REPORTING PERSON

 

  IN

 

 

1

Based upon 12,864,654 shares of Common Stock outstanding as of February 11, 2020.


Explanatory Note: This Amendment No. 1 to Schedule 13D is being filed by Sunil Sharma (the “Reporting Person”), pursuant to §240.13d-2(a), to amend the Schedule 13D filed by the Reporting Person on July 29, 2019 (the “Existing Schedule 13D”) relating to the Common Stock $0.0001 par value per share (the “Common Stock”) of Salarius Pharmaceuticals, Inc. (the “Company”). The purpose of this amendment is to update the Reporting Person’s beneficial ownership to reflect changes resulting from the Company’s underwritten registered public offering pursuant to the Company’s Registration Statement on Form S-1 (the “Public Offering”). As a result of the Public Offering, the Reporting Person no longer holds 5% or more of the outstanding shares of Common Stock.

Except as set forth below, all Items of the Existing Schedule 13D remain unchanged. All capitalized terms not otherwise defined herein shall have the meaning ascribed to such terms in the Existing Schedule 13D.

 

Item 1

Security and Issuer

There are no amendments to Item 1 of the Existing Schedule 13D.

 

Item 2

Identity and Background

There are no amendments to Item 2 of the Existing Schedule 13D.

 

Item 3

Source and Amount of Funds or Other Consideration

There are no amendments to Item 3 of the Existing Schedule 13D.

 

Item 4

Purpose of Transaction

There are no amendments to Item 4 of the Existing Schedule 13D.

 

Item 5.

Interest in Securities of the Issuer

Items 5(a) and 5(b) of the Existing Schedule 13D are hereby amended and restated in their entirety as follows:

 

  (a)

As of the close of business on the date hereof, the Reporting Person beneficially owned an aggregate of 234,571 shares of Common Stock, constituting approximately 1.82% of the shares of common stock outstanding based upon 12,864,654 shares of Common Stock outstanding as of February 11, 2020.

 

  (b)

The Reporting Person has:

(i) Sole power to vote or to direct vote: See Row 7 of cover page hereto.

(ii) Shared power to vote or to direct the vote: See Row 8 of cover page hereto.

(iii) Sole power to dispose or to direct the disposition of: See Row 9 of cover page hereto.

(iv) Shared power to dispose or to direct the disposition of: See Row 10 of cover page hereto.

 

Item 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

There are no amendments to Item 6 of the Existing Schedule 13D.

 

Item 7.

Material to be Filed as Exhibits

There are no amendments to Item 7 of the Existing Schedule 13D.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 20, 2020

 

Signature:
By:  

/s/ Sunil Sharma

Name:   Sunil Sharma