0001593968-18-000766.txt : 20180515
0001593968-18-000766.hdr.sgml : 20180515
20180515165837
ACCESSION NUMBER: 0001593968-18-000766
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180511
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oates Christopher J.
CENTRAL INDEX KEY: 0001704662
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38093
FILM NUMBER: 18837504
MAIL ADDRESS:
STREET 1: 3366 VIA LIDO
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92663
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Veritone, Inc.
CENTRAL INDEX KEY: 0001615165
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 471161641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 575 ANTON BOULEVARD
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 888-507-1737
MAIL ADDRESS:
STREET 1: 575 ANTON BOULEVARD
CITY: COSTA MESA
STATE: CA
ZIP: 92626
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2018-05-11
0001615165
Veritone, Inc.
VERI
0001704662
Oates Christopher J.
C/O VERITONE, INC.
575 ANTON BOULEVARD
COSTA MESA
CA
92626
true
false
false
false
Common Stock
2018-05-11
4
M
false
5000
A
5000
D
Common Stock
25457
I
By RimLight, LLC
Common Stock
55484
I
By NIO Advisors, LLC
Restricted Stock Units
2018-05-11
4
M
false
5000
0
D
Common Stock
5000
0
D
Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 11, 2017.
The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid.
Shares are held by RimLight, LLC. Reporting person is the managing director of RimLight, LLC. This filing shall not be deemed an admission that the reporting person is, for the purposes of Section 16 of the Exchange Act of 1934, as amended or otherwise, the beneficial owner of the shares held by such entity, and reporting person disclaims beneficial ownership of the shares.
Shares are held by NIO Advisors, LLC, a limited liability company. Reporting person is the sole member of NIO Advisors, LLC.
Each restricted stock unit represents a right to receive one share of common stock.
The restricted stock units vested on May 11, 2018.
/s/Jeffrey B. Coyne, as attorney-in-fact for reporting person
2018-05-15