0001593968-18-000766.txt : 20180515 0001593968-18-000766.hdr.sgml : 20180515 20180515165837 ACCESSION NUMBER: 0001593968-18-000766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180511 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oates Christopher J. CENTRAL INDEX KEY: 0001704662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38093 FILM NUMBER: 18837504 MAIL ADDRESS: STREET 1: 3366 VIA LIDO CITY: NEWPORT BEACH STATE: CA ZIP: 92663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Veritone, Inc. CENTRAL INDEX KEY: 0001615165 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 471161641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 575 ANTON BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 888-507-1737 MAIL ADDRESS: STREET 1: 575 ANTON BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2018-05-11 0001615165 Veritone, Inc. VERI 0001704662 Oates Christopher J. C/O VERITONE, INC. 575 ANTON BOULEVARD COSTA MESA CA 92626 true false false false Common Stock 2018-05-11 4 M false 5000 A 5000 D Common Stock 25457 I By RimLight, LLC Common Stock 55484 I By NIO Advisors, LLC Restricted Stock Units 2018-05-11 4 M false 5000 0 D Common Stock 5000 0 D Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 11, 2017. The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid. Shares are held by RimLight, LLC. Reporting person is the managing director of RimLight, LLC. This filing shall not be deemed an admission that the reporting person is, for the purposes of Section 16 of the Exchange Act of 1934, as amended or otherwise, the beneficial owner of the shares held by such entity, and reporting person disclaims beneficial ownership of the shares. Shares are held by NIO Advisors, LLC, a limited liability company. Reporting person is the sole member of NIO Advisors, LLC. Each restricted stock unit represents a right to receive one share of common stock. The restricted stock units vested on May 11, 2018. /s/Jeffrey B. Coyne, as attorney-in-fact for reporting person 2018-05-15