0001140361-17-040098.txt : 20171030 0001140361-17-040098.hdr.sgml : 20171030 20171030181636 ACCESSION NUMBER: 0001140361-17-040098 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170511 FILED AS OF DATE: 20171030 DATE AS OF CHANGE: 20171030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oates Christopher J. CENTRAL INDEX KEY: 0001704662 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38093 FILM NUMBER: 171163597 MAIL ADDRESS: STREET 1: 3366 VIA LIDO CITY: NEWPORT BEACH STATE: CA ZIP: 92663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Veritone, Inc. CENTRAL INDEX KEY: 0001615165 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 471161641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3366 VIA LIDO CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: 888-507-1737 MAIL ADDRESS: STREET 1: 3366 VIA LIDO CITY: NEWPORT BEACH STATE: CA ZIP: 92663 4/A 1 doc1.xml FORM 4/A X0306 4/A 2017-05-11 2017-05-15 0 0001615165 Veritone, Inc. VERI 0001704662 Oates Christopher J. C/O VERITONE, INC. 575 ANTON BOULEVARD COSTA MESA CA 92626 1 0 0 0 Option (Right to Buy) 15.00 2017-05-11 4 A 0 84000 0 A 2027-05-10 Common Stock 84000 84000 D This Amendment is being filed to add the grant of a stock option that was inadvertently omitted from the original Form 4 filing. Twenty-five percent (25%) of the option shares vest on May 11, 2018 (the first anniversary of the grant date) and the balance of the option shares vest in 36 equal monthly installments thereafter. /s/ Ellen S. Bancroft, Attorney-in-Fact 2017-10-30