0000899243-22-006558.txt : 20220215
0000899243-22-006558.hdr.sgml : 20220215
20220215214809
ACCESSION NUMBER: 0000899243-22-006558
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220211
FILED AS OF DATE: 20220215
DATE AS OF CHANGE: 20220215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steelberg Ryan
CENTRAL INDEX KEY: 0001705446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38093
FILM NUMBER: 22641354
MAIL ADDRESS:
STREET 1: 3366 VIA LIDO
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92663
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Veritone, Inc.
CENTRAL INDEX KEY: 0001615165
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 471161641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1515 ARAPAHOE ST.
STREET 2: TOWER 3, SUITE 400
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 888-507-1737
MAIL ADDRESS:
STREET 1: 1515 ARAPAHOE ST.
STREET 2: TOWER 3, SUITE 400
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-02-11
0
0001615165
Veritone, Inc.
VERI
0001705446
Steelberg Ryan
2420 17TH STREET, OFFICE 3002
DENVER
CO
80202
1
1
1
0
President
Common Stock
2022-02-11
4
F
0
63176
17.23
D
178656
D
Common Stock
2022-02-14
4
J
0
215921
0.00
D
0
I
Steel Veritone Fund I, LLC
Common Stock
2022-02-14
4
J
0
58487
0.00
A
93347
I
The RSS Living Trust dated April 6, 2012
Common Stock
2003349
I
RVH, LLC
Common Stock Purchase Warrant (right to buy)
13.6088
2022-02-14
4
J
0
19590
0.00
D
2017-03-24
2027-03-24
Common Stock
19590
0
I
Steel Veritone Fund I, LLC
Common Stock Purchase Warrant (right to buy)
13.6088
2022-02-14
4
J
0
19590
0.00
D
2017-04-17
2027-04-17
Common Stock
19590
0
I
Steel Veritone Fund I, LLC
Common Stock Purchase Warrant (right to buy)
13.6088
2022-02-14
4
J
0
19591
0.00
D
2017-05-11
2027-05-11
Common Stock
19591
0
I
Steel Veritone Fund I, LLC
Common Stock Purchase Warrant (right to buy)
13.6088
2022-02-14
4
J
0
19591
0.00
D
2017-05-11
2027-05-11
Common Stock
19591
0
I
Steel Veritone Fund I, LLC
Common Stock Purchase Warrant (right to buy)
13.6088
2022-02-14
4
J
0
5388
0.00
A
2017-03-24
2027-03-24
Common Stock
5388
5388
I
The RSS Living Trust dated April 6, 2012
Common Stock Purchase Warrant (right to buy)
13.6088
2022-02-14
4
J
0
5388
0.00
A
2017-04-17
2027-04-17
Common Stock
5388
5388
I
The RSS Living Trust dated April 6, 2012
Common Stock Purchase Warrant (right to buy)
13.6088
2022-02-14
4
J
0
5387
0.00
A
2017-05-11
2027-05-11
Common Stock
5387
5387
I
The RSS Living Trust dated April 6, 2012
Common Stock Purchase Warrant (right to buy)
13.6088
2022-02-14
4
J
0
5387
0.00
A
2017-05-11
2027-05-11
Common Stock
5387
5387
I
The RSS Living Trust dated April 6, 2012
Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units.
Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.
Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund.
/s/ Ryan Steelberg
2022-02-15