0001209191-19-009714.txt : 20190213
0001209191-19-009714.hdr.sgml : 20190213
20190213170528
ACCESSION NUMBER: 0001209191-19-009714
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190211
FILED AS OF DATE: 20190213
DATE AS OF CHANGE: 20190213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Race Charles
CENTRAL INDEX KEY: 0001615160
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 19598477
MAIL ADDRESS:
STREET 1: C/O INFORMATICA CORPORATION
STREET 2: 2100 SEAPORT BOULEVARD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Okta, Inc.
CENTRAL INDEX KEY: 0001660134
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264175727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 FIRST STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 888-722-7871
MAIL ADDRESS:
STREET 1: 100 FIRST STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-11
0
0001660134
Okta, Inc.
OKTA
0001615160
Race Charles
C/O OKTA, INC.
100 FIRST ST, SUITE 600
SAN FRANCISCO
CA
94105
0
1
0
0
See Remarks
Class A Common Stock
2019-02-11
4
C
0
30000
0.00
A
32536
D
Class A Common Stock
2019-02-11
4
S
0
4100
82.5161
D
28436
D
Class A Common Stock
2019-02-11
4
S
0
8827
83.4973
D
19609
D
Class A Common Stock
2019-02-11
4
S
0
17073
84.1903
D
2536
D
Employee Stock Option (Right to Buy)
8.97
2019-02-11
4
M
0
30000
0.00
D
2026-10-23
Class B Common Stock
30000
1170000
D
Class B Common Stock
2019-02-11
4
M
0
30000
0.00
A
Class A Common Stock
30000
30000
D
Class B Common Stock
2019-02-11
4
C
0
30000
0.00
D
Class A Common Stock
30000
0
D
Employee Stock Option (Right to Buy)
39.21
2028-03-21
Class A Common Stock
58500
58500
D
Restricted Stock Units
Class A Common Stock
25300
25300
D
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Includes 2,536 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.96 to $82.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.97 to $83.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.97 to $84.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
25% of the shares subject to the option vested on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
25% of the shares subject to the option vested on February 1, 2019, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
25% of the shares underlying the RSU shall vest on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
President, Worldwide Field Operations
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
2019-02-13