0001615094-24-000002.txt : 20240213
0001615094-24-000002.hdr.sgml : 20240213
20240213110714
ACCESSION NUMBER: 0001615094-24-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: MERRITT,RANDALL,SCOTT,
FILED AS OF DATE: 20240213
DATE AS OF CHANGE: 20240213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: URBAN FUTURES, INC.
CENTRAL INDEX KEY: 0001615094
ORGANIZATION NAME:
IRS NUMBER: 952811192
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02398
FILM NUMBER: 24623510
BUSINESS ADDRESS:
STREET 1: 1470 MARIA LANE
STREET 2: SUITE 315
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
BUSINESS PHONE: 925-478-7450
MAIL ADDRESS:
STREET 1: 1470 MARIA LANE
STREET 2: SUITE 315
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
FORMER COMPANY:
FORMER CONFORMED NAME: Urban Futures, Inc.
DATE OF NAME CHANGE: 20140729
MA-I/A
1
primary_doc.xml
MA-I/A
0001615094
XXXXXXXX
Kenneth McManus
973-618-9508
kenmcmanus@alternativereg.com
kenmcmanus@alternativereg.com
jeff@isomadvisors.com
Y
0001615094-24-000001
N
Randall
Scott
Merritt
4296140
N
1
0001615094
URBAN FUTURES, INC.
Isom Advisors, A Division of Urban Futures Incorporated
12-19-2023
N
867-00395
LOCATED
SUPERVISED
02-06-2024
1470 MARIA LANE
SUITE 315
WALNUT CREEK
CA
94596
LOCATED
02-06-2024
Randy
Scott
Merritt
12-2023
Urban Futures Inc.
Walnut Creek
CA
94596
Y
N
Managing Principal
12-2015
12-2023
Raymond James & Associates, Inc.
SAN CLEMENTE
CA
92672
Y
Y
Managing Director
05-2009
12-2015
George K. Baum & Company
SAN CLEMENTE
CA
92672
Y
Y
Senior Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-13-2024
Kimberly McManus
President, Alternative Regulatory Solutions LLC