0001615094-23-000009.txt : 20230510
0001615094-23-000009.hdr.sgml : 20230510
20230510143548
ACCESSION NUMBER: 0001615094-23-000009
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
PICKETT,JEFF,ROBERT,
FILED AS OF DATE: 20230505
DATE AS OF CHANGE: 20230510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: URBAN FUTURES, INC.
CENTRAL INDEX KEY: 0001615094
IRS NUMBER: 952811192
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02398
FILM NUMBER: 23905657
BUSINESS ADDRESS:
STREET 1: 1470 MARIA LANE
STREET 2: SUITE 315
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
BUSINESS PHONE: 925-478-7450
MAIL ADDRESS:
STREET 1: 1470 MARIA LANE
STREET 2: SUITE 315
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
FORMER COMPANY:
FORMER CONFORMED NAME: Urban Futures, Inc.
DATE OF NAME CHANGE: 20140729
MA-I/A
1
primary_doc.xml
MA-I/A
0001615094
XXXXXXXX
Kenneth McManus
973-618-9508
kenmcmanus@alternativereg.com
kenmcmanus@alternativereg.com
Y
0001615094-16-000032
N
Jeff
Robert
Pickett
4296157
N
1
0001615094
Urban Futures, Inc.
Isom Advisors, a Division of Urban Futures Inc.
02-02-2015
N
867-00395
LOCATED
SUPERVISED
02-02-2015
1470 Maria Lane
Suite 315
Walnut Creek
CA
94596
02-2015
Urban Futures, Inc.
Walnut Creek
CA
94596
Y
N
Principal
10-2012
01-2015
William Blair & Co.
San Francisco
CA
94104
Y
Y
Senior Vice President
03-2011
09-2012
Raymond James
San Francisco
CA
94105
N
Y
Vice President
07-2009
12-2010
Jefferies
San Francisco
CA
94104
N
Y
Vice President
02-2009
07-2009
unemployed
Los Angeles
CA
90045
N
N
unemployed
08-2005
02-2009
Bank of America
Los Angeles
CA
90017
N
Y
Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-05-2023
Kimberly McManus
President, Alternative Regulatory Solutions, LLC