0001615094-23-000009.txt : 20230510 0001615094-23-000009.hdr.sgml : 20230510 20230510143548 ACCESSION NUMBER: 0001615094-23-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 PICKETT,JEFF,ROBERT, FILED AS OF DATE: 20230505 DATE AS OF CHANGE: 20230510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: URBAN FUTURES, INC. CENTRAL INDEX KEY: 0001615094 IRS NUMBER: 952811192 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02398 FILM NUMBER: 23905657 BUSINESS ADDRESS: STREET 1: 1470 MARIA LANE STREET 2: SUITE 315 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-478-7450 MAIL ADDRESS: STREET 1: 1470 MARIA LANE STREET 2: SUITE 315 CITY: WALNUT CREEK STATE: CA ZIP: 94596 FORMER COMPANY: FORMER CONFORMED NAME: Urban Futures, Inc. DATE OF NAME CHANGE: 20140729 MA-I/A 1 primary_doc.xml MA-I/A 0001615094 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y 0001615094-16-000032 N Jeff Robert Pickett 4296157 N 1 0001615094 Urban Futures, Inc. Isom Advisors, a Division of Urban Futures Inc. 02-02-2015 N 867-00395 LOCATED SUPERVISED 02-02-2015 1470 Maria Lane Suite 315 Walnut Creek CA 94596 02-2015 Urban Futures, Inc. Walnut Creek CA 94596 Y N Principal 10-2012 01-2015 William Blair & Co. San Francisco CA 94104 Y Y Senior Vice President 03-2011 09-2012 Raymond James San Francisco CA 94105 N Y Vice President 07-2009 12-2010 Jefferies San Francisco CA 94104 N Y Vice President 02-2009 07-2009 unemployed Los Angeles CA 90045 N N unemployed 08-2005 02-2009 Bank of America Los Angeles CA 90017 N Y Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-05-2023 Kimberly McManus President, Alternative Regulatory Solutions, LLC