0001615072-23-000015.txt : 20230906 0001615072-23-000015.hdr.sgml : 20230906 20230906082939 ACCESSION NUMBER: 0001615072-23-000015 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: WIESS,WILSON,CONNOLLY, FILED AS OF DATE: 20230905 DATE AS OF CHANGE: 20230906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sperry Capital, Inc. CENTRAL INDEX KEY: 0001615072 IRS NUMBER: 943222765 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02893 FILM NUMBER: 231237908 BUSINESS ADDRESS: STREET 1: 591 REDWOOD HWY FRONTAGE RD STREET 2: SUITE 3260 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 4153399201 MAIL ADDRESS: STREET 1: 591 REDWOOD HWY FRONTAGE RD STREET 2: SUITE 3260 CITY: MILL VALLEY STATE: CA ZIP: 94941 FORMER COMPANY: FORMER CONFORMED NAME: Sperry Capital Inc. DATE OF NAME CHANGE: 20140728 MA-I/A 1 primary_doc.xml MA-I/A 0001615072 XXXXXXXX Terrence Bryant Jenkins 6509965075 bjenkins@sperrycapital.com bjenkins@sperrycapital.com lamini@sperrycapital.com wwiess@sperrycapital.com compliance@sperrycapital.com N 0001615072-23-000014 N WILSON CONNOLLY WIESS N 1 0001615072 Sperry Capital, Inc. 06-26-2023 N 867-00555 LOCATED SUPERVISED 06-26-2023 591 REDWOOD HWY FRONTAGE RD SUITE 3260 MILL VALLEY CA 94941 06-2023 SPERRY CAPITAL INC. MILL VALLEY CA 94941 Y N ASSOCIATE 08-2022 06-2023 UNIVERSITY OF CALIFORNIA, SANTA BARBARA SANTA BARBARA CA 93106 N N STUDENT 06-2022 08-2022 GBCS GROUP CALGARY Z4 T2P 0L4 N N INTERN 09-2021 06-2022 UNIVERSITY OF CALIFORNIA, SANTA BARBARA SANTA BARBARA CA 93106 N N STUDENT 07-2021 09-2021 EYES OF THE WORLD TRAVEL MILL VALLEY CA 94941 N N ASSISTANT 12-2020 07-2021 UNIVERSITY OF CALIFORNIA, SANTA BARBARA SANTA BARBARA CA 93106 N N STUDENT 08-2020 12-2020 SUBWAY MARIN CITY CA 94965 N N SANDWICH ARTIST 09-2019 08-2020 UNIVERSITY OF CALIFORNIA, SANTA BARBARA SANTA BARBARA CA 93106 N N STUDENT 06-2019 08-2019 SUBWAY MARIN CITY CA 94965 N N SANDWICH ARTIST 08-2015 05-2019 THE STEVENSON SCHOOL PEBBLE BEACH CA 93953 N N STUDENT 08-2014 06-2015 TAMALPAIS HIGH SCHOOL MILL VALLEY CA 94941 N N STUDENT 08-2011 06-2014 MILL VALLEY MIDDLE SCHOOL MILL VALLEY CA 94941 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-01-2023 TERRENCE BRYANT JENKINS Managing Principal and Chief Compliance Officer