0001209191-19-058922.txt : 20191203
0001209191-19-058922.hdr.sgml : 20191203
20191203203328
ACCESSION NUMBER: 0001209191-19-058922
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191201
FILED AS OF DATE: 20191203
DATE AS OF CHANGE: 20191203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yang Vivian
CENTRAL INDEX KEY: 0001615037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37879
FILM NUMBER: 191267075
MAIL ADDRESS:
STREET 1: 100 NORTH CRESCENT DRIVE, SUITE 200
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trade Desk, Inc.
CENTRAL INDEX KEY: 0001671933
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 271887399
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
BUSINESS PHONE: (805) 585-3434
MAIL ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-01
0
0001671933
Trade Desk, Inc.
TTD
0001615037
Yang Vivian
C/O THE TRADE DESK, INC.
42 NORTH CHESTNUT STREET
VENTURA
CA
93001
0
1
0
0
Chief Legal Officer
Class A Common Stock
2019-12-01
4
A
0
5261
0.00
A
47725
D
Class A Common Stock
2019-12-01
4
F
0
2963
263.34
D
44762
D
Class A Common Stock
2019-12-01
4
F
0
2531
263.34
D
42231
D
Class A Common Stock
2019-12-01
4
F
0
1154
263.34
D
41077
D
Class A Common Stock
2019-12-02
4
C
0
1263
0.00
A
42340
D
Class A Common Stock
2019-12-02
4
S
0
1263
261.12
D
41077
D
Class A Common Stock
2019-12-02
4
M
0
902
30.15
A
41979
D
Class A Common Stock
2019-12-02
4
S
0
902
261.12
D
41077
D
Class A Common Stock
2019-12-02
4
M
0
875
48.00
A
41952
D
Class A Common Stock
2019-12-02
4
S
0
875
261.12
D
41077
D
Class A Common Stock
2019-12-02
4
M
0
365
142.45
A
41442
D
Class A Common Stock
2019-12-02
4
S
0
365
261.12
D
41077
D
Employee Stock Option (Right to Buy)
263.34
2019-12-01
4
A
0
9876
0.00
A
2029-12-01
Class A Common Stock
9876
9876
D
Employee Stock Option (Right to Buy)
18.03
2019-12-02
4
M
0
1263
0.00
D
2026-08-14
Class B Common Stock
1263
11399
D
Class B Common Stock
0.00
2019-12-02
4
M
0
1263
0.00
A
Class A Common Stock
1263
1263
D
Class B Common Stock
0.00
2019-12-02
4
C
0
1263
0.00
D
Class A Common Stock
1263
0
D
Employee Stock Option (Right to Buy)
30.15
2019-12-02
4
M
0
902
0.00
D
2026-12-22
Class A Common Stock
902
10828
D
Employee Stock Option (Right to Buy)
48.00
2019-12-02
4
M
0
875
0.00
D
2027-12-01
Class A Common Stock
875
21012
D
Employee Stock Option (Right to Buy)
142.45
2019-12-02
4
M
0
365
0.00
D
2028-12-01
Class A Common Stock
365
13155
D
Represents a restricted stock award with a Vesting Commencement Date ("VCD") of December 1, 2019, and which vests as to one-fourth of the granted shares on each anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 23, 2016.
The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2017.
The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2018.
The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The option was granted on December 1, 2019, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
The option was granted on August 15, 2016, the VCD. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
The option was granted on December 23, 2016. The VCD is December 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD , subject to continued employment with the Issuer through the applicable vesting dates.
The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
/s/ Paul E. Ross, Attorney-in-Fact for Vivian Yang
2019-12-03