0001209191-19-035827.txt : 20190610
0001209191-19-035827.hdr.sgml : 20190610
20190610164528
ACCESSION NUMBER: 0001209191-19-035827
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190606
FILED AS OF DATE: 20190610
DATE AS OF CHANGE: 20190610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yang Vivian
CENTRAL INDEX KEY: 0001615037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37879
FILM NUMBER: 19888999
MAIL ADDRESS:
STREET 1: 100 NORTH CRESCENT DRIVE, SUITE 200
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trade Desk, Inc.
CENTRAL INDEX KEY: 0001671933
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 271887399
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
BUSINESS PHONE: (805) 585-3434
MAIL ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-06-06
0
0001671933
Trade Desk, Inc.
TTD
0001615037
Yang Vivian
C/O THE TRADE DESK.
42 N. CHESTNUT ST.
VENTURA
CA
93001
0
1
0
0
Chief Legal Officer
Class A Common Stock
2019-06-06
4
C
0
769
0.00
A
44622
D
Class A Common Stock
2019-06-06
4
S
0
769
235.19
D
43853
D
Class A Common Stock
2019-06-06
4
M
0
2706
30.15
A
46559
D
Class A Common Stock
2019-06-06
4
S
0
2706
235.19
D
43853
D
Class A Common Stock
2019-06-06
4
M
0
2625
48.00
A
46478
D
Class A Common Stock
2019-06-06
4
S
0
2625
235.19
D
43853
D
Class A Common Stock
2019-06-06
4
M
0
1095
142.45
A
44948
D
Class A Common Stock
2019-06-06
4
S
0
1095
235.19
D
43853
D
Employee Stock Option (right to Buy)
18.03
2019-06-06
4
M
0
769
0.00
D
2026-08-14
Class B Common Stock
769
24523
D
Class B Common Stock
0.00
2019-06-06
4
M
0
769
0.00
A
Class A Common Stock
769
769
D
Class B Common Stock
0.00
2019-06-06
4
C
0
769
0.00
D
Class A Common Stock
769
0
D
Employee Stock Option (Right to Buy)
30.15
2019-06-06
4
M
0
2706
0.00
D
2026-12-22
Class A Common Stock
2706
16240
D
Employee Stock Option (Right to Buy)
48.00
2019-06-06
4
M
0
2625
0.00
D
2027-12-01
Class A Common Stock
2625
26262
D
Employee Stock Option (Right to Buy)
142.25
2019-06-06
4
M
0
1095
0.00
D
2028-12-01
Class A Common Stock
1095
15345
D
Includes 309 shares acquired through the Employee Stock Purchase Plan on May 15, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.01 to $235.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option was granted on August 15, 2016, the vesting commencement date ("VCD"). One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
The option was granted on December 23, 2016. The VCD is December 1, 2016. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD , subject to continued employment with the Issuer through the applicable vesting dates.
The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
/s/ Paul E. Ross, Attorney-in-Fact for Vivian Yang
2019-06-10