0001209191-19-035827.txt : 20190610 0001209191-19-035827.hdr.sgml : 20190610 20190610164528 ACCESSION NUMBER: 0001209191-19-035827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190606 FILED AS OF DATE: 20190610 DATE AS OF CHANGE: 20190610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yang Vivian CENTRAL INDEX KEY: 0001615037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37879 FILM NUMBER: 19888999 MAIL ADDRESS: STREET 1: 100 NORTH CRESCENT DRIVE, SUITE 200 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trade Desk, Inc. CENTRAL INDEX KEY: 0001671933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 271887399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 42 N. CHESTNUT STREET CITY: VENTURA STATE: CA ZIP: 93001 BUSINESS PHONE: (805) 585-3434 MAIL ADDRESS: STREET 1: 42 N. CHESTNUT STREET CITY: VENTURA STATE: CA ZIP: 93001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-06 0 0001671933 Trade Desk, Inc. TTD 0001615037 Yang Vivian C/O THE TRADE DESK. 42 N. CHESTNUT ST. VENTURA CA 93001 0 1 0 0 Chief Legal Officer Class A Common Stock 2019-06-06 4 C 0 769 0.00 A 44622 D Class A Common Stock 2019-06-06 4 S 0 769 235.19 D 43853 D Class A Common Stock 2019-06-06 4 M 0 2706 30.15 A 46559 D Class A Common Stock 2019-06-06 4 S 0 2706 235.19 D 43853 D Class A Common Stock 2019-06-06 4 M 0 2625 48.00 A 46478 D Class A Common Stock 2019-06-06 4 S 0 2625 235.19 D 43853 D Class A Common Stock 2019-06-06 4 M 0 1095 142.45 A 44948 D Class A Common Stock 2019-06-06 4 S 0 1095 235.19 D 43853 D Employee Stock Option (right to Buy) 18.03 2019-06-06 4 M 0 769 0.00 D 2026-08-14 Class B Common Stock 769 24523 D Class B Common Stock 0.00 2019-06-06 4 M 0 769 0.00 A Class A Common Stock 769 769 D Class B Common Stock 0.00 2019-06-06 4 C 0 769 0.00 D Class A Common Stock 769 0 D Employee Stock Option (Right to Buy) 30.15 2019-06-06 4 M 0 2706 0.00 D 2026-12-22 Class A Common Stock 2706 16240 D Employee Stock Option (Right to Buy) 48.00 2019-06-06 4 M 0 2625 0.00 D 2027-12-01 Class A Common Stock 2625 26262 D Employee Stock Option (Right to Buy) 142.25 2019-06-06 4 M 0 1095 0.00 D 2028-12-01 Class A Common Stock 1095 15345 D Includes 309 shares acquired through the Employee Stock Purchase Plan on May 15, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.01 to $235.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option was granted on August 15, 2016, the vesting commencement date ("VCD"). One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates. Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. The option was granted on December 23, 2016. The VCD is December 1, 2016. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD , subject to continued employment with the Issuer through the applicable vesting dates. The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. /s/ Paul E. Ross, Attorney-in-Fact for Vivian Yang 2019-06-10