Chief Compliance Officer

0001614986-23-000007.txt : 20231113 0001614986-23-000007.hdr.sgml : 20231113 20231113120216 ACCESSION NUMBER: 0001614986-23-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Boussard & Gavaudan Investment Management LLP CENTRAL INDEX KEY: 0001614986 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16285 FILM NUMBER: 231396846 BUSINESS ADDRESS: STREET 1: One vIne Street CITY: London STATE: X0 ZIP: W1J 0AH BUSINESS PHONE: 00-44-203-751-5400 MAIL ADDRESS: STREET 1: One vIne Street CITY: London STATE: X0 ZIP: W1J 0AH 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001614986 XXXXXXXX 09-30-2023 09-30-2023 Boussard & Gavaudan Investment Management LLP

One vIne Street London X0 W1J 0AH

13F HOLDINGS REPORT 028-16285 N Emmanuel Gavaudan Chief Compliance Officer 00-44-203-751-5400 Emmanuel Gavaudan London X0 11-13-2023 0 117 856194742 false INFORMATION TABLE 2 report2.xml ACTIVISION BLIZZARD INC COM 00507V109 109252372 1164303 SH DFND 1164303 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 6091972 5121 SH SOLE 5121 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 10280201 450886 SH SOLE 450886 0 0 ALLEGO N V W EXP 03/16/202 N0796A118 12600 30000 SH SOLE 30000 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 21493448 15850 SH SOLE 15850 0 0 ALVOTECH W EXP 06/15/202 L01800116 118750 62500 SH SOLE 62500 0 0 AMBAC FINL GROUP INC COM NEW 023139884 16813488 1373651 SH DFND 1373651 0 0 ARAMARK COM 03852U106 12664943 363413 SH DFND 363413 0 0 ARES ACQUISITION CORPORATION COM CL A G33032106 2902500 270000 SH SOLE 270000 0 0 ARES ACQUISITION CORP II SHS CLASS A G33033104 3081000 300000 SH SOLE 300000 0 0 ARES ACQUISITION CORP II W EXP 99/99/999 G33033120 37500 150000 SH SOLE 150000 0 0 ARES ACQUISITION CORPORATION W EXP 02/02/202 G33032122 52880 80000 SH SOLE 80000 0 0 BGC GROUP INC CL A 088929104 20395224 3826496 SH SOLE 3826496 0 0 BLACKSKY TECHNOLOGY INC W EXP 09/09/202 09263B116 21206 265081 SH SOLE 265081 0 0 BLEUACACIA LTD CLASS A ORD SHS G11728105 1582500 150000 SH SOLE 150000 0 0 BLEUACACIA LTD RIGHT 10/30/2026 G11728139 13343 225000 SH SOLE 225000 0 0 BLEUACACIA LTD W EXP 10/30/202 G11728113 2824 112500 SH SOLE 112500 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 21739509 12894 SH SOLE 12894 0 0 BOX INC NOTE 1/1 10316TAB0 3913806 3600 SH SOLE 3600 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 9340623 177107 SH SOLE 177107 0 0 CC NEUBERGER PRINCIPAL HOLDN W EXP 02/05/202 G1992N126 2124 11480 SH SOLE 11480 0 0 CELSIUS HLDGS INC COM NEW 15118V207 5414541 31170 SH SOLE 31170 0 0 CHART INDS INC NOTE 1.000%11/1 16115QAE0 53768691 18152 SH DFND 18152 0 0 CHEFS WHSE INC COM 163086101 669179 31074 SH SOLE 31074 0 0 CHURCHILL CAPITAL CORP VII W EXP 02/29/202 17144M110 4222 15638 SH SOLE 15638 0 0 CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 16208863 11000 SH SOLE 11000 0 0 CLARIVATE PLC 5.25% PFD CONV A G21810208 12474787 424125 SH DFND 424125 0 0 CNX RES CORP NOTE 2.250% 5/0 12653CAG3 23324836 12711 SH SOLE 12711 0 0 CONCORD ACQUISITION CORP III W EXP 99/99/999 20607V114 1500 25000 SH SOLE 25000 0 0 CYTOKINETICS INC COM NEW 23282W605 554753 18345 SH SOLE 18345 0 0 DOORDASH INC CL A 25809K105 958198 12009 SH SOLE 12009 0 0 DYNAVAX TECHNOLOGIES CORP NOTE 2.500% 5/1 268158AD4 16132554 10500 SH SOLE 10500 0 0 ENVISTA HOLDINGS CORPORATION NOTE 2.375% 6/0 29415FAB0 9828163 6952 SH SOLE 6952 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 7748856 7000 SH SOLE 7000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 10613814 190999 SH SOLE 190999 0 0 FORTREA HLDGS INC COMMON STOCK 34965K107 3035030 104982 SH SOLE 104982 0 0 FTAC EMERALD ACQUISITION COR W EXP 10/19/202 29103K118 19250 275000 SH SOLE 275000 0 0 GLOBAL TECHNOLGY ACQSTN CORP W 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4148995 385953 SH SOLE 385953 0 0 JAWS MUSTANG ACQUISITION COR W EXP 01/30/202 G50737124 5940 100000 SH SOLE 100000 0 0 JOBY AVIATION INC W EXP 08/10/202 G65163118 96000 75000 SH SOLE 75000 0 0 KELLANOVA COM 487836108 7917321 133513 SH SOLE 133513 0 0 KROGER CO COM 501044101 809677 18053 SH SOLE 18053 0 0 L CATTERTON ASIA ACQUISITION CLASS A ORD SHS G5346G125 3734500 350000 SH SOLE 350000 0 0 L CATTERTON ASIA ACQUISITION W EXP 03/08/202 G5346G117 64166 116666 SH SOLE 116666 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2510977 12322 SH SOLE 12322 0 0 LANTHEUS HLDGS INC COM 516544103 664358 9480 SH SOLE 9480 0 0 LANVIN GROUP HOLDINGS LIMITE W EXP 01/14/202 G5380J118 12500 62500 SH SOLE 62500 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 5644590 61703 SH SOLE 61703 0 0 LIBERTY MEDIA CORP DEL COM LBTY LIV S A 531229748 2496624 77559 SH SOLE 77559 0 0 LIBERTY MEDIA CORP DEL COM LBTY LIV S C 531229722 4499615 138877 SH SOLE 138877 0 0 BROADCOM INC PUT 11135F951 580885 319 SH Put DFND 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53705 0 0 PROGRESS SOFTWARE CORP NOTE 1.000% 4/1 743312AB6 7319989 7026 SH SOLE 7026 0 0 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 2884868 275800 SH SOLE 275800 0 0 SCREAMING EAGLE ACQUISITN CO W EXP 01/05/202 G79407121 14167 83333 SH SOLE 83333 0 0 SEAGEN INC COM 81181C104 45068070 212105 SH DFND 212105 0 0 SKILLSOFT CORP W EXP 06/11/202 83066P119 611 58207 SH SOLE 58207 0 0 SLAM CORP CL A SHS G8210L105 1347500 125000 SH SOLE 125000 0 0 SLAM CORP W EXP 02/23/202 G8210L121 5122 31250 SH SOLE 31250 0 0 SOLID POWER INC W EXP 12/08/202 83422N113 10557 45387 SH SOLE 45387 0 0 STRIDE INC NOTE 1.125% 9/0 86333MAA6 5374653 5072 SH SOLE 5072 0 0 SYSTEM1 INC W EXP 99/99/999 87200P117 3117 56666 SH SOLE 56666 0 0 TJX COS INC NEW COM 872540109 523291 5839 SH SOLE 5839 0 0 TOPGOLF CALLAWAY BRANDS CORP NOTE 2.750% 5/0 131193AE4 3819587 3560 SH SOLE 3560 0 0 TOPGOLF CALLAWAY BRANDS CORP COM 131193104 1354825 96326 SH SOLE 96326 0 0 UNITED HOMES GROUP INC W EXP 03/30/202 91060H116 8125 12500 SH SOLE 12500 0 0 UNITED STATES STL CORP NEW COM 912909108 4980629 153387 SH SOLE 153387 0 0 VERIS RESIDENTIAL INC COM 554489108 4654487 280222 SH SOLE 280222 0 0 VERTICAL AEROSPACE LTD W EXP 09/15/202 G9471C115 23232 240000 SH SOLE 240000 0 0 VINTAGE WINE ESTATES INC W EXP 06/08/202 92747V114 6229 415253 SH SOLE 415253 0 0 VMWARE INC CL A COM 928563402 48279874 288479 SH SOLE 288479 0 0 WALMART INC COM 931142103 772361 4794 SH SOLE 4794 0 0 WESTROCK CO COM 96145D105 20617319 567892 SH SOLE 567892 0 0 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 15436979 12656 SH SOLE 12656 0 0 ZURA BIO LTD W EXP 03/20/202 G9TY5A119 61275 187500 SH SOLE 187500 0 0