0001104659-23-093482.txt : 20230818 0001104659-23-093482.hdr.sgml : 20230818 20230818160542 ACCESSION NUMBER: 0001104659-23-093482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230816 FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McAllister Kathleen S CENTRAL INDEX KEY: 0001614884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39281 FILM NUMBER: 231185910 MAIL ADDRESS: STREET 1: DEEPWATER HOUSE, KINGSWELLS CAUSEWAY STREET 2: PRIME FOUR BUSINESS PARK CITY: ABERDEEN, SCOTLAND STATE: X0 ZIP: AB15 8PU ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TMC the metals Co Inc. CENTRAL INDEX KEY: 0001798562 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 BUSINESS PHONE: (604) 631-3115 MAIL ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 FORMER COMPANY: FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp. DATE OF NAME CHANGE: 20200102 4 1 tm2324107-5_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-08-16 0 0001798562 TMC the metals Co Inc. TMC 0001614884 McAllister Kathleen S C/O TMC THE METALS COMPANY INC., 595 HOWE STREET, 10TH FLOOR VANCOUVER A1 V6C 2T5 BRITISH COLUMBIA, CANADA 1 0 0 0 0 Common Shares 2023-08-16 4 A 0 5000 2.00 A 137543 D Class A Warrants (right to buy) 3.00 2023-08-16 4 A 0 2500 A 2023-08-16 2027-12-31 Common Shares 2500 2500 D Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant. /s/ Nadia Do Canto, Attorney-in-Fact 2023-08-18