0001104659-23-093482.txt : 20230818
0001104659-23-093482.hdr.sgml : 20230818
20230818160542
ACCESSION NUMBER: 0001104659-23-093482
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230816
FILED AS OF DATE: 20230818
DATE AS OF CHANGE: 20230818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McAllister Kathleen S
CENTRAL INDEX KEY: 0001614884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39281
FILM NUMBER: 231185910
MAIL ADDRESS:
STREET 1: DEEPWATER HOUSE, KINGSWELLS CAUSEWAY
STREET 2: PRIME FOUR BUSINESS PARK
CITY: ABERDEEN, SCOTLAND
STATE: X0
ZIP: AB15 8PU
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TMC the metals Co Inc.
CENTRAL INDEX KEY: 0001798562
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 HOWE STREET
STREET 2: 10TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2T5
BUSINESS PHONE: (604) 631-3115
MAIL ADDRESS:
STREET 1: 595 HOWE STREET
STREET 2: 10TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2T5
FORMER COMPANY:
FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp.
DATE OF NAME CHANGE: 20200102
4
1
tm2324107-5_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-08-16
0
0001798562
TMC the metals Co Inc.
TMC
0001614884
McAllister Kathleen S
C/O TMC THE METALS COMPANY INC., 595
HOWE STREET, 10TH FLOOR
VANCOUVER
A1
V6C 2T5
BRITISH COLUMBIA, CANADA
1
0
0
0
0
Common Shares
2023-08-16
4
A
0
5000
2.00
A
137543
D
Class A Warrants (right to buy)
3.00
2023-08-16
4
A
0
2500
A
2023-08-16
2027-12-31
Common Shares
2500
2500
D
Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant.
/s/ Nadia Do Canto, Attorney-in-Fact
2023-08-18