0001614859-22-000010.txt : 20221021
0001614859-22-000010.hdr.sgml : 20221021
20221021121656
ACCESSION NUMBER: 0001614859-22-000010
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BOYLAN,RAE,GREGORY,
FILED AS OF DATE: 20221021
DATE AS OF CHANGE: 20221021
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Swap Financial Group, LLC
CENTRAL INDEX KEY: 0001614859
IRS NUMBER: 223560888
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02036
FILM NUMBER: 221322838
BUSINESS ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-478-3700
MAIL ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
MA-I/A
1
primary_doc.xml
MA-I/A
0001614859
XXXXXXXX
Ken McManus
973-618-9508
kenmcmanus@alternativereg.com
kenmcmanus@alternativereg.com
Y
0001614859-21-000012
Y
Rae
Gregory
Boylan
N
1
0001614859
Swap Financial Group, LLC
03-01-2018
N
867-00252
LOCATED
SUPERVISED
03-01-2018
41 MADISON AVENUE
31st Floor
NEW YORK
NY
10010
03-2018
Swap Financial Group, LLC
New York
NY
10022
Y
N
Muncipal Advisor Representative
01-2008
01-2018
Royal Bank of Canada
New York
NY
10281
Y
Y
Managing Director
Y
06-2021
Rae Boylan Trust
69 Canvasback Lane
AMAGANSETT
NY
11930
N
N
Trust of Rae Boylan Assets and Estate
Trustee
2
Trustee duties
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-21-2022
Kimberly McManus
President, Alternative Regulatory Solutions LLC