0001614859-22-000010.txt : 20221021 0001614859-22-000010.hdr.sgml : 20221021 20221021121656 ACCESSION NUMBER: 0001614859-22-000010 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BOYLAN,RAE,GREGORY, FILED AS OF DATE: 20221021 DATE AS OF CHANGE: 20221021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swap Financial Group, LLC CENTRAL INDEX KEY: 0001614859 IRS NUMBER: 223560888 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02036 FILM NUMBER: 221322838 BUSINESS ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-478-3700 MAIL ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 MA-I/A 1 primary_doc.xml MA-I/A 0001614859 XXXXXXXX Ken McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y 0001614859-21-000012 Y Rae Gregory Boylan N 1 0001614859 Swap Financial Group, LLC 03-01-2018 N 867-00252 LOCATED SUPERVISED 03-01-2018 41 MADISON AVENUE 31st Floor NEW YORK NY 10010 03-2018 Swap Financial Group, LLC New York NY 10022 Y N Muncipal Advisor Representative 01-2008 01-2018 Royal Bank of Canada New York NY 10281 Y Y Managing Director Y 06-2021 Rae Boylan Trust 69 Canvasback Lane AMAGANSETT NY 11930 N N Trust of Rae Boylan Assets and Estate Trustee 2 Trustee duties N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-21-2022 Kimberly McManus President, Alternative Regulatory Solutions LLC