0001614859-22-000006.txt : 20221006
0001614859-22-000006.hdr.sgml : 20221006
20221006161819
ACCESSION NUMBER: 0001614859-22-000006
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MURPHY,JAMES,EDWARD,
FILED AS OF DATE: 20221006
DATE AS OF CHANGE: 20221006
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Swap Financial Group, LLC
CENTRAL INDEX KEY: 0001614859
IRS NUMBER: 223560888
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02036
FILM NUMBER: 221298372
BUSINESS ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-478-3700
MAIL ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
MA-I/A
1
primary_doc.xml
MA-I/A
0001614859
XXXXXXXX
Kenneth McManus
9736189508
kenmcmanus@alternativereg.com
kenmcmanus@alternativereg.com
Y
0001614859-22-000002
Y
James
Edward
Murphy
N
1
0001614859
Swap Financial Group, LLC
08-01-2002
N
867-00252
LOCATED
08-01-2002
41 MADISON AVE
31st Floor
NEW YORK
NY
10010
SUPERVISED
08-01-2002
08-2002
Swap Financial Group, LLC
New York
NY
10022
Y
Y
Managing Director
Y
05-2012
Rental Property
600 Hudson Street
Apt. 1F
HOBOKEN
NJ
07030
N
N
Rental Property
Owner - Manager
3
Rental Management
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-06-2022
Kimberly McManus
President, Alternative Regulatory Solutions LLC