0001614859-22-000006.txt : 20221006 0001614859-22-000006.hdr.sgml : 20221006 20221006161819 ACCESSION NUMBER: 0001614859-22-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MURPHY,JAMES,EDWARD, FILED AS OF DATE: 20221006 DATE AS OF CHANGE: 20221006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swap Financial Group, LLC CENTRAL INDEX KEY: 0001614859 IRS NUMBER: 223560888 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02036 FILM NUMBER: 221298372 BUSINESS ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-478-3700 MAIL ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 MA-I/A 1 primary_doc.xml MA-I/A 0001614859 XXXXXXXX Kenneth McManus 9736189508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y 0001614859-22-000002 Y James Edward Murphy N 1 0001614859 Swap Financial Group, LLC 08-01-2002 N 867-00252 LOCATED 08-01-2002 41 MADISON AVE 31st Floor NEW YORK NY 10010 SUPERVISED 08-01-2002 08-2002 Swap Financial Group, LLC New York NY 10022 Y Y Managing Director Y 05-2012 Rental Property 600 Hudson Street Apt. 1F HOBOKEN NJ 07030 N N Rental Property Owner - Manager 3 Rental Management N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-06-2022 Kimberly McManus President, Alternative Regulatory Solutions LLC