N-PX 1 avonnpx201608.htm UNITED STATES

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549



FORM N-PX


ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number 811-22981


AVONDALE FUNDS

(Exact name of registrant as specified in charter)


c/o Avondale Investment Company, LLC

2001 Santa Monica Blvd., Suite 1165W

Santa Monica, CA 90404

(Address of principal executive offices)(Zip code)


Law Office of C. Richard Ropka, LLC

215 Fries Mill Road

Turnersville, NJ 08012

(856) 374-1744

(Name and address of agent for service)



Registrant's telephone number, including area code: 310-779-7383


Date of fiscal year end: October 31


Date of reporting period: June 30, 2016


Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.


A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.



ITEM 1. PROXY VOTING RECORD:


Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:


(a).

The name of the issuer of the portfolio security;

(b).

The exchange ticker symbol of the portfolio security;

(c).

The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d).

The shareholder meeting date;

(e).

A brief identification of the matter voted on;

(f).

Whether the matter was proposed by the issuer or by a security holder;

(g).

Whether the Registrant cast its vote on the matter;

(h).

How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i).

Whether the Registrant cast its vote for or against management.






Avondale Core Investment Fund

APACHE CORPORATION

Ticker Symbol:APA Cusip Number:037411105
Record Date: 3/14/2016 Meeting Date: 5/12/2016
Proposal # Proposal Vote Author MRV* vs. Mgmt
1 Election of Directors For Issuer For With
5 Ratification of Auditors For Issuer For With
6 Executive Compensation For Issuer For With
7 Approval of Omnibus Compensation For Issuer For With

BANK OF AMERICA

Ticker Symbol:BAC Cusip Number:060505104
Record Date: 3/2/2016 Meeting Date: 4/27/2016
Proposal # Proposal Vote Author MRV* vs. Mgmt
1 Election of Directors For Issuer For With
2 Executive Compensation For Issuer For With
3 Ratification of Auditor For Issuer For With
4 Clawback Amendment Against Stockholder Against With

CAPITAL ONE FINANCIAL CORPORATION

Ticker Symbol:COF Cusip Number:14040H105
Record Date: 3/10/2016 Meeting Date: 5/5/2016
Proposal # Proposal Vote Author MRV* vs. Mgmt
1 Election of Directors For Issuer For With
2 Ratification of Auditor For Issuer For With
3 Approval of Executive Compensation For Issuer For With

CULLEN/FROST BANKERS INC

Ticker Symbol:CFR Cusip Number:229899109
Record Date: 3/4/2016 Meeting Date: 4/28/2016
Proposal # Proposal Vote Author MRV* vs. Mgmt
1 Election of Directors For Issuer For With
2 Ratification of Auditor For Issuer For With
3 Executive Compensation For Issuer For With

INTERNATIONAL BUSINESS MACHINES CORP

Ticker Symbol:IBM Cusip Number:459200101
Record Date: 2/26/2016 Meeting Date: 4/26/2016
Proposal # Proposal Vote Author MRV* vs. Mgmt
1 Election of Directors For Issuer For With
2 Ratification of Auditor For Issuer For With
3 Executive Compensation For Issuer For With
4 Lobbying Policies Disclosure Against Stockholder Against With
5 Right to Act by Written Consent Against Stockholder Against With
6 Independent Chairman Against Stockholder Against With

JP MORGAN CHASE

Ticker Symbol:JPM Cusip Number:46625H100
Record Date: 3/18/2016 Meeting Date: 5/17/2016
Proposal # Proposal Vote Author MRV* vs. Mgmt
1 Election of Directors For Issuer For With
2 Executive Comp For Issuer For With
3 Ratification of Accounting Firm For Issuer For With
4 Independent Chairman Against Stockholder Against With
5 How Votes are Counted Against Stockholder Against With
6 Vesting for government service Against Stockholder Against With
7 Stockholder Value Committee Against Stockholder Against With
8 Clawback Amendment Against Stockholder Against With
9 Executive Compensation Against Stockholder Against With


* Management Recommended Vote

SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.



AVONDALE FUNDS


By /s/Scott Krisiloff

* Scott Krisiloff

President



Date: August 16, 2016


*Print the name and title of each signing officer under his or her signature.