0001628280-23-007319.txt : 20230309 0001628280-23-007319.hdr.sgml : 20230309 20230309164718 ACCESSION NUMBER: 0001628280-23-007319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230309 FILED AS OF DATE: 20230309 DATE AS OF CHANGE: 20230309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ogren John Kirk JR CENTRAL INDEX KEY: 0001633199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 23720365 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HWY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13190 SW 68TH PARKWAY STREET 2: SUITE 110 CITY: TIGARD STATE: OR ZIP: 97223 BUSINESS PHONE: 503-505-5670 MAIL ADDRESS: STREET 1: 13190 SW 68TH PARKWAY STREET 2: SUITE 110 CITY: TIGARD STATE: OR ZIP: 97223 4 1 wf-form4_167839840532400.xml FORM 4 X0306 4 2023-03-09 0 0001614806 Great Ajax Corp. AJX 0001633199 Ogren John Kirk JR 13190 SW 68TH PARKWAY SUITE 110 TIGARD OR 97223 1 0 0 0 Common Stock, par value $0.01 per share 2023-03-09 4 A 0 5000 7.15 A 65600.7152 D Common Stock, par value $0.01 per share 2023-03-09 4 A 0 2116 8.27 A 67716.7152 D 7.25% Convertible Notes due 2024 14.36 2023-04-30 2024-04-30 Common Stock, par value $0.01 per share 2610.75 1500 D Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7405 shares of the Issuer's common stock per $25.00 principal amount of the Notes (equivalent to a conversion price of approximately $14.36 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes. Calculated based on the conversion rate of 1.7405 shares of the Issuer's common stock per $25.00 principal amount of Notes. /s/ John Kirk Ogren, Jr. 2023-03-09