0001628280-21-009819.txt : 20210511 0001628280-21-009819.hdr.sgml : 20210511 20210511163715 ACCESSION NUMBER: 0001628280-21-009819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210510 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ogren John Kirk JR CENTRAL INDEX KEY: 0001633199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 21911847 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HWY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 BUSINESS PHONE: 503-295-5800 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 4 1 wf-form4_162076541573081.xml FORM 4 X0306 4 2021-05-10 0 0001614806 Great Ajax Corp. AJX 0001633199 Ogren John Kirk JR 13190 SW 68TH PARKWAY SUITE 110 TIGARD OR 97223 1 0 0 0 Common Stock, par value $0.01 per share 2021-05-10 4 A 0 4000 12.60 A 47245.4812 D Common Stock, par value $0.01 per share 2021-05-10 4 A 0 789 12.67 A 48034.4812 D Common Stock, par value $0.01 per share 106.029 I By daughter Common Stock, par value $0.01 per share 106.029 I By son Common Stock, par value $0.01 per share 106.029 I By daughter 7.25% Convertible Notes due 2024 14.47 2023-04-30 2024-04-30 Common Stock, par value $0.01 per share 2591.85 1500 D Granted pursuant to the 2014 Director Equity Plan; 2,000 shares vest immediately and the remaining 2,000 shares are subject to a one-year vesting period. Includes 554.250 shares acquired on March 31, 2021 under the Issuer's Dividend Reinvestment Plan. Payment of director fees for first quarter ended March 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 18, 2021. Includes 1.587 shares acquired on March 31, 2021 under the Issuer's Dividend Reinvestment Plan. The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of the Notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes. Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes. /s/ John Kirk Ogren, Jr. 2021-05-11