0001628280-19-013858.txt : 20191108 0001628280-19-013858.hdr.sgml : 20191108 20191108171828 ACCESSION NUMBER: 0001628280-19-013858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191107 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedman Paul M CENTRAL INDEX KEY: 0001648181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 191205013 MAIL ADDRESS: STREET 1: 11 DEERFIELD LANE CITY: SCARSDALE STATE: NY ZIP: 10583 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 BUSINESS PHONE: 503-295-5800 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 4 1 wf-form4_157325149388109.xml FORM 4 X0306 4 2019-11-07 0 0001614806 Great Ajax Corp. AJX 0001648181 Friedman Paul M 9400 SW BEAVERTON-HILLSDALE HWY SUITE 131 BEAVERTON OR 97005 1 0 0 0 Common Stock, par value $0.01 per share 2019-11-07 4 A 0 687 15.43 A 1378 D Common Stock, par value $0.01 per share 14375 I By Paul M. Friedman Living Trust 7.25% Convertible Notes due 2024 15.02 2017-08-03 2024-04-30 Common Stock, par value $0.01 per share 1332.0 800 I By Paul M. Friedman Living Trust Payment of director fees for third quarter ended September 30, 2019. Includes a transfer of 14,375 shares and 800 of derivative securities from the direct beneficial ownership to Paul M. Friedman Living Trust on July 26, 2019. The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.6650 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $15.02 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes. Calculated based on the conversion rate of 1.6650 shares of the Issuer's common stock per $25.00 principal amount of Notes. /s/ Paul M Friedman 2019-11-08