0001614776-21-000001.txt : 20210303 0001614776-21-000001.hdr.sgml : 20210303 20210303142704 ACCESSION NUMBER: 0001614776-21-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210224 DATE AS OF CHANGE: 20210303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Efficient Capital Corp CENTRAL INDEX KEY: 0001614776 IRS NUMBER: 030458430 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00338 FILM NUMBER: 21708359 BUSINESS ADDRESS: STREET 1: 728 CHEROKEE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28207 BUSINESS PHONE: 980-498-0699 MAIL ADDRESS: STREET 1: 728 CHEROKEE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28207 MA-A 1 primary_doc.xml MA-A 0001614776 XXXXXXXX Glenn Green 973-618-9503 ggreen@alternativereg.com ggreen@alternativereg.com 12-31-2020 Y Efficient Capital Corp 03-0458430 866-00280-00 867-00338 704-562-7743 N Eugene Patrick Cahalan 704-562-7743 gcahalan@efficientcap.com December NC 05-22-2002 N 2 1 0 0 0 2 Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Receive a portion of revenue from firm that provides independent swap pricing reports to one municipal advisor client. Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other Advice regarding internal management of debt,capital planning,rating strategy,debt capacity and/or management,etc. Y From time to time, Efficient Capital engages in non-municipal advisory activities including, but not limited to, providing derivative pricing services. N 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Eugene Patrick Cahalan Principal & CCO 05-22-2002 E Y 000000000 Eugene Patrick Cahalan Principal & CCO 05-22-2002 E Y 000000000 Eugene Patrick Cahalan Eugene Patrick Cahalan President / Principal 02-24-2021 N N N N N Y N N N N N N N N Y N N N N N N