0001614776-21-000001.txt : 20210303
0001614776-21-000001.hdr.sgml : 20210303
20210303142704
ACCESSION NUMBER: 0001614776-21-000001
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210224
DATE AS OF CHANGE: 20210303
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Efficient Capital Corp
CENTRAL INDEX KEY: 0001614776
IRS NUMBER: 030458430
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00338
FILM NUMBER: 21708359
BUSINESS ADDRESS:
STREET 1: 728 CHEROKEE ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28207
BUSINESS PHONE: 980-498-0699
MAIL ADDRESS:
STREET 1: 728 CHEROKEE ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28207
MA-A
1
primary_doc.xml
MA-A
0001614776
XXXXXXXX
Glenn Green
973-618-9503
ggreen@alternativereg.com
ggreen@alternativereg.com
12-31-2020
Y
Efficient Capital Corp
03-0458430
866-00280-00
867-00338
704-562-7743
N
Eugene
Patrick
Cahalan
704-562-7743
gcahalan@efficientcap.com
December
NC
05-22-2002
N
2
1
0
0
0
2
Non-profit organizations
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Receive a portion of revenue from firm that provides independent swap pricing reports to one municipal advisor client.
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Other
Advice regarding internal management of debt,capital planning,rating strategy,debt capacity and/or management,etc.
Y
From time to time, Efficient Capital engages in non-municipal advisory activities including, but not limited to, providing derivative pricing services.
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Eugene
Patrick
Cahalan
Principal & CCO
05-22-2002
E
Y
000000000
Eugene
Patrick
Cahalan
Principal & CCO
05-22-2002
E
Y
000000000
Eugene Patrick Cahalan
Eugene Patrick Cahalan
President / Principal
02-24-2021
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N