0001614776-17-000001.txt : 20170327
0001614776-17-000001.hdr.sgml : 20170327
20170327152019
ACCESSION NUMBER: 0001614776-17-000001
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170323
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Efficient Capital Corp
CENTRAL INDEX KEY: 0001614776
IRS NUMBER: 030458430
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00338
FILM NUMBER: 17715198
BUSINESS ADDRESS:
STREET 1: 728 CHEROKEE ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28207
BUSINESS PHONE: 980-498-0699
MAIL ADDRESS:
STREET 1: 728 CHEROKEE ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28207
MA-A
1
primary_doc.xml
MA-A
0001614776
XXXXXXXX
Maria Kaufman
973-618-9500
mkaufman@alternativereg.com
mkaufman@alternativereg.com
12-31-2016
Y
Efficient Capital Corp
03-0458430
866-00280-00
867-00338
704-562-7743
N
Eugene
Patrick
Cahalan
704-562-7743
gcahalan@efficientcap.com
December
NC
05-22-2002
N
2
1
0
0
0
9
Non-profit organizations
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
receive a portion of revenue from firm that provides independent swap pricing reports to one municipal advisor client.
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Other
Advice regarding internal management of debt,capital planning,rating strategy,debt capacity and/or management,etc.
Y
From time to time, Efficient Capital engages in non-municipal advisory activities including, but not limited to, providing derivative pricing services.
N
Other municipal advisor
1
N
N
N
N
N
N
N
N
N
N
N
N
N
Applicant acquired CCO status on 7-25-14
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Eugene
Patrick
Cahalan
Principal
05-22-2002
E
Y
Amend
Eugene
Patrick
Cahalan
Principal & CCO
05-22-2002
E
Y
Eugene Patrick Cahalan
Eugene Patrick Cahalan
President/ Principal
03-23-2017
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
Y
N
N
N
N
N