0001614776-17-000001.txt : 20170327 0001614776-17-000001.hdr.sgml : 20170327 20170327152019 ACCESSION NUMBER: 0001614776-17-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Efficient Capital Corp CENTRAL INDEX KEY: 0001614776 IRS NUMBER: 030458430 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00338 FILM NUMBER: 17715198 BUSINESS ADDRESS: STREET 1: 728 CHEROKEE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28207 BUSINESS PHONE: 980-498-0699 MAIL ADDRESS: STREET 1: 728 CHEROKEE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28207 MA-A 1 primary_doc.xml MA-A 0001614776 XXXXXXXX Maria Kaufman 973-618-9500 mkaufman@alternativereg.com mkaufman@alternativereg.com 12-31-2016 Y Efficient Capital Corp 03-0458430 866-00280-00 867-00338 704-562-7743 N Eugene Patrick Cahalan 704-562-7743 gcahalan@efficientcap.com December NC 05-22-2002 N 2 1 0 0 0 9 Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable receive a portion of revenue from firm that provides independent swap pricing reports to one municipal advisor client. Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Other Advice regarding internal management of debt,capital planning,rating strategy,debt capacity and/or management,etc. Y From time to time, Efficient Capital engages in non-municipal advisory activities including, but not limited to, providing derivative pricing services. N Other municipal advisor 1 N N N N N N N N N N N N N Applicant acquired CCO status on 7-25-14 N N N N N N N N N N N N N N N N N N N N N N N N Y N Eugene Patrick Cahalan Principal 05-22-2002 E Y Amend Eugene Patrick Cahalan Principal & CCO 05-22-2002 E Y Eugene Patrick Cahalan Eugene Patrick Cahalan President/ Principal 03-23-2017 N N N N N Y N N N N N N N N Y N N N N N