0001614472-21-000012.txt : 20210826 0001614472-21-000012.hdr.sgml : 20210826 20210826131540 ACCESSION NUMBER: 0001614472-21-000012 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 PITTMAN,JUAN,ANTONIO, FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Frasca & Associates, LLC CENTRAL INDEX KEY: 0001614472 IRS NUMBER: 133968183 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01473 FILM NUMBER: 211211039 BUSINESS ADDRESS: STREET 1: 521 MADISON AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-355-4050 MAIL ADDRESS: STREET 1: 521 MADISON AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 MA-I/A 1 primary_doc.xml MA-I/A 0001614472 XXXXXXXX Rodolfo Mazo 973-618-9509 rmazo@alternativereg.com rmazo@alternativereg.com dfrasca@frascallc.com N N Juan Antonio Pittman 2623266 N 1 0001614472 Frasca & Associates, LLC 06-15-2008 N 867-00159 SUPERVISED 06-15-2008 521 MADISON AVENUE 7TH FLOOR NEW YORK NY 10022 LOCATED 06-15-2008 3455 Peachtree Road, NE 5th Floor Atlanta GA 30326 06-2008 Frasca & Associates LLC New York NY 10022 Y Y Managing Director 01-2008 05-2008 Terminus Securities LLC Atlanta GA 30327 N N Broker/Consultant (Per instruction from SEC support line, please note: System does not allow for overlapping dates. Unemployed during above dates. Actual dates are 3/09 - 3/11 and 4/13 - 2/14) 07-2004 12-2007 Bear Stearns & Co., Inc. Atlanta GA 30323 Y Y Investment Banker Y 06-2008 Cornerstone Management Group, Inc. 415 Hampton View Ct Alpharetta GA 30004 N N Serve as recipient of compensation for duties with Frasca & Associates, LLC Owner 2 Serve as recipient of compensation for duties with Frasca & Associates, LLC N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-16-2021 KIMBERLY MCMANUS PRESIDENT OF ARS