0001614351-23-000009.txt : 20230822 0001614351-23-000009.hdr.sgml : 20230822 20230822132113 ACCESSION NUMBER: 0001614351-23-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: GARGIULO,ZOYA,MONEVA, FILED AS OF DATE: 20230821 DATE AS OF CHANGE: 20230822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mohanty Gargiulo LLC CENTRAL INDEX KEY: 0001614351 IRS NUMBER: 263244150 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02127 FILM NUMBER: 231192209 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 3RD FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-300-3327 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 3RD FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10169 MA-I/A 1 primary_doc.xml MA-I/A 0001614351 XXXXXXXX Jeff Bischof 973-618-9500 jbischof@alternativereg.com N 0001614351-22-000011 N Zoya Moneva Gargiulo N 1 0001614351 Mohanty Gargiulo LLC 11-15-2008 N 07-30-2014 0001614351 LOCATED SUPERVISED 03-01-2010 515 MADISON AVE 9TH FLOOR, SUITE 9014 NEW YORK NY 10022 Zoya Savova Moneva 11-2008 Mohanty Gargiulo LLC NEW YORK NY 10022 Y N Partner 06-2008 11-2008 Unemployed Summit NJ 07901 N N Unemployed 04-2007 06-2008 UBS NEW YORK NY 10019 Y Y Co-Head of investor tax-exempt derivatives marketing and structured products. 04-2006 04-2007 Banc of America Securities Inc. NEW YORK NY 10019 Y Y Manager 08-1998 04-2006 JPMorgan Bank/ JPMorgan Securities Inc. NEW YORK NY 10017 Y Y Analyst Y 10-2017 NATIONAL ASSOCIATION OF MUNICIPAL ADVISORS (NAMA) 19900 MACARTHUR BLVD SUITE 1100 IRVINE CA 92612 N N NAMA IS A PROFESSIONAL ORGANIZATION OF INDEPENDENT MUNICIPAL ADVISOR FIRMS WITH THE GOAL TO PROMOTE AND ASSIST WITH NAVIGATING COMPLIANCE AND REGULATORY LANDSCAPE THROUGH TRAINING, CONFERENCES, PUBLICATIONS AND OTHER OUTREACH EFFORTS. MEMBER OF BOARD OF DIRECTORS 5 SERVE AS A MEMBER OF THE BOARD OF DIRECTORS TO ENSURE GOVERNANCE OF THE ORGANIZATION AS NEEDED; WORK WITH MEMBERS TO DETERMINE THE ORGANIZATION'S POSITION ON VARIOUS REGULATORY RULES, ASSIST WITH DEVELOPMENT OF EDUCATIONAL INITIATIVES, PARTICIPATE IN MEETINGS/CALL WITH REGULATORS. 04-2011 Municipal Securities Rulemaking Board (MSRB) 1300 I Street NW Suite 1000 WASHINGTON DC 20005 N N Municipal Market Regulator Member of the Professional Qualifications Advisory Committee 4 Participates in question writing and review sessions for Series 50 and Series 54, as well as other exam-related issues. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-21-2023 Jackson Casey Associate