0001614351-23-000009.txt : 20230822
0001614351-23-000009.hdr.sgml : 20230822
20230822132113
ACCESSION NUMBER: 0001614351-23-000009
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: GARGIULO,ZOYA,MONEVA,
FILED AS OF DATE: 20230821
DATE AS OF CHANGE: 20230822
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mohanty Gargiulo LLC
CENTRAL INDEX KEY: 0001614351
IRS NUMBER: 263244150
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02127
FILM NUMBER: 231192209
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 3RD FLOOR WEST
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-300-3327
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 3RD FLOOR WEST
CITY: NEW YORK
STATE: NY
ZIP: 10169
MA-I/A
1
primary_doc.xml
MA-I/A
0001614351
XXXXXXXX
Jeff Bischof
973-618-9500
jbischof@alternativereg.com
N
0001614351-22-000011
N
Zoya
Moneva
Gargiulo
N
1
0001614351
Mohanty Gargiulo LLC
11-15-2008
N
07-30-2014
0001614351
LOCATED
SUPERVISED
03-01-2010
515 MADISON AVE
9TH FLOOR, SUITE 9014
NEW YORK
NY
10022
Zoya
Savova
Moneva
11-2008
Mohanty Gargiulo LLC
NEW YORK
NY
10022
Y
N
Partner
06-2008
11-2008
Unemployed
Summit
NJ
07901
N
N
Unemployed
04-2007
06-2008
UBS
NEW YORK
NY
10019
Y
Y
Co-Head of investor tax-exempt derivatives marketing and structured products.
04-2006
04-2007
Banc of America Securities Inc.
NEW YORK
NY
10019
Y
Y
Manager
08-1998
04-2006
JPMorgan Bank/ JPMorgan Securities Inc.
NEW YORK
NY
10017
Y
Y
Analyst
Y
10-2017
NATIONAL ASSOCIATION OF MUNICIPAL ADVISORS (NAMA)
19900 MACARTHUR BLVD
SUITE 1100
IRVINE
CA
92612
N
N
NAMA IS A PROFESSIONAL ORGANIZATION OF INDEPENDENT MUNICIPAL ADVISOR FIRMS WITH THE GOAL TO PROMOTE AND ASSIST WITH NAVIGATING COMPLIANCE AND REGULATORY LANDSCAPE THROUGH TRAINING, CONFERENCES, PUBLICATIONS AND OTHER OUTREACH EFFORTS.
MEMBER OF BOARD OF DIRECTORS
5
SERVE AS A MEMBER OF THE BOARD OF DIRECTORS TO ENSURE GOVERNANCE OF THE ORGANIZATION AS NEEDED; WORK WITH MEMBERS TO DETERMINE THE ORGANIZATION'S POSITION ON VARIOUS REGULATORY RULES, ASSIST WITH DEVELOPMENT OF EDUCATIONAL INITIATIVES, PARTICIPATE IN MEETINGS/CALL WITH REGULATORS.
04-2011
Municipal Securities Rulemaking Board (MSRB)
1300 I Street NW
Suite 1000
WASHINGTON
DC
20005
N
N
Municipal Market Regulator
Member of the Professional Qualifications Advisory Committee
4
Participates in question writing and review sessions for Series 50 and Series 54, as well as other exam-related issues.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-21-2023
Jackson Casey
Associate