0001614351-23-000008.txt : 20230822
0001614351-23-000008.hdr.sgml : 20230822
20230822132124
ACCESSION NUMBER: 0001614351-23-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: MOHANTY,SEEMA,NMN,
FILED AS OF DATE: 20230821
DATE AS OF CHANGE: 20230822
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mohanty Gargiulo LLC
CENTRAL INDEX KEY: 0001614351
IRS NUMBER: 263244150
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02127
FILM NUMBER: 231192210
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 3RD FLOOR WEST
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-300-3327
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 3RD FLOOR WEST
CITY: NEW YORK
STATE: NY
ZIP: 10169
MA-I/A
1
primary_doc.xml
MA-I/A
0001614351
XXXXXXXX
Zoya Gargiulo
2123003327
zoya@mohantyllc.com
seema@mohantyllc.com
zoya@mohantyllc.com
ed.fierro@bracewell.com
amanda@mohantyllc.com
N
0001614351-22-000015
N
Seema
NMN
Mohanty
N
1
0001614351
Mohanty Gargiulo LLC
08-01-2008
N
07-31-2014
0001614351
LOCATED
SUPERVISED
03-01-2010
515 MADISON AVE
9TH FLOOR, SUITE 9014
NEW YORK
NY
10022
08-2008
Monhanty Gargiulo LLC
NEW YORK
NY
10022
Y
N
Managing Director
01-2007
08-2008
UBS
NEW YORK
NY
10019
Y
Y
Managing Director
02-2001
01-2007
Morgan Stanley
NEW YORK
NY
10017
Y
Y
Managing Director
Y
12-2022
FINRA IDAC Committee
1735 K Street
NW Washington
DC
20006
N
N
Advisory Work
FINRA IDAC Committee Member
15
The Industry Diversity Advisory Committee IDAC identifies effective DEI practices at financial services organizations, and provides guidance to FINRA and its members on enhancing diversity, equity and inclusion.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-21-2023
Jackson
Casey