0001614351-23-000008.txt : 20230822 0001614351-23-000008.hdr.sgml : 20230822 20230822132124 ACCESSION NUMBER: 0001614351-23-000008 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: MOHANTY,SEEMA,NMN, FILED AS OF DATE: 20230821 DATE AS OF CHANGE: 20230822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mohanty Gargiulo LLC CENTRAL INDEX KEY: 0001614351 IRS NUMBER: 263244150 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02127 FILM NUMBER: 231192210 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 3RD FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-300-3327 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 3RD FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10169 MA-I/A 1 primary_doc.xml MA-I/A 0001614351 XXXXXXXX Zoya Gargiulo 2123003327 zoya@mohantyllc.com seema@mohantyllc.com zoya@mohantyllc.com ed.fierro@bracewell.com amanda@mohantyllc.com N 0001614351-22-000015 N Seema NMN Mohanty N 1 0001614351 Mohanty Gargiulo LLC 08-01-2008 N 07-31-2014 0001614351 LOCATED SUPERVISED 03-01-2010 515 MADISON AVE 9TH FLOOR, SUITE 9014 NEW YORK NY 10022 08-2008 Monhanty Gargiulo LLC NEW YORK NY 10022 Y N Managing Director 01-2007 08-2008 UBS NEW YORK NY 10019 Y Y Managing Director 02-2001 01-2007 Morgan Stanley NEW YORK NY 10017 Y Y Managing Director Y 12-2022 FINRA IDAC Committee 1735 K Street NW Washington DC 20006 N N Advisory Work FINRA IDAC Committee Member 15 The Industry Diversity Advisory Committee IDAC identifies effective DEI practices at financial services organizations, and provides guidance to FINRA and its members on enhancing diversity, equity and inclusion. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-21-2023 Jackson Casey