0001614281-24-000004.txt : 20240605
0001614281-24-000004.hdr.sgml : 20240605
20240605141520
ACCESSION NUMBER: 0001614281-24-000004
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: RAI,SHAUN,NOBLE,
FILED AS OF DATE: 20240605
DATE AS OF CHANGE: 20240605
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC
CENTRAL INDEX KEY: 0001614281
ORGANIZATION NAME:
IRS NUMBER: 954529722
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02083
FILM NUMBER: 241021619
BUSINESS ADDRESS:
STREET 1: 30700 RUSSELL RANCH ROAD
STREET 2: SUITE 250
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
BUSINESS PHONE: 805-496-2211
MAIL ADDRESS:
STREET 1: 30700 RUSSELL RANCH ROAD
STREET 2: SUITE 250
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
MA-I/A
1
primary_doc.xml
MA-I/A
0001614281
XXXXXXXX
Ken McManus
973-618-9508
kenmcmanus@alternativereg.com
Y
0001614281-23-000002
N
Shaun
Noble
Rai
N
1
0001614281
Montague DeRose & Associates, LLC
Montague DeRose & Associates
09-28-2008
N
867-00281
SUPERVISED
09-28-2008
30700 RUSSELL RANCH ROAD
SUITE 250
WESTLAKE VILLAGE
CA
91362
LOCATED
05-14-2024
09-2008
Montague DeRose & Associates, LLC
WESTLAKE VILLAGE
CA
91362
Y
N
Managing Director
06-2006
09-2008
Unemployed
SANTA BARBARA
CA
93109
N
N
Unemployed
07-2004
06-2006
Self Employed - Soccer Coach
ROWAYTON
CT
06853
N
N
Soccer Coach
Y
06-2013
Rai Family Trust
1442 SAN MIGUEL AVE
SANTA BARBARA
CA
93109
N
Y
Family Trust
Owner
2
Trust owner
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-05-2024
Kenneth McManus
SVP, Alternative Regulatory Solutions LLC