0001614281-23-000002.txt : 20230504 0001614281-23-000002.hdr.sgml : 20230504 20230504095934 ACCESSION NUMBER: 0001614281-23-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 RAI,SHAUN,NOBLE, FILED AS OF DATE: 20230504 DATE AS OF CHANGE: 20230504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC CENTRAL INDEX KEY: 0001614281 IRS NUMBER: 954529722 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02083 FILM NUMBER: 23886910 BUSINESS ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 805-496-2211 MAIL ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 MA-I/A 1 primary_doc.xml MA-I/A 0001614281 XXXXXXXX Ken McManus 973-618-9508 kenmcmanus@alternativereg.com N 0001614281-21-000015 N Shaun Noble Rai N 1 0001614281 Montague DeRose & Associates, LLC Montague DeRose & Associates 09-28-2008 N 867-00281 SUPERVISED 09-28-2008 30700 RUSSELL RANCH ROAD SUITE 250 WESTLAKE VILLAGE CA 91362 LOCATED 07-01-2009 09-2008 Montague DeRose & Associates, LLC WESTLAKE VILLAGE CA 91362 Y N Managing Director 06-2006 09-2008 Unemployed SANTA BARBARA CA 93109 N N Unemployed 07-2004 06-2006 Self Employed - Soccer Coach ROWAYTON CT 06853 N N Soccer Coach Y 09-2019 Yarmouth Road Property 34 Yarmouth Road Rowayton CT 06853 N N Summer vacation home, rented out part of the year Owner 1 Landlord for part of the year 06-2013 Rai Family Trust 1442 SAN MIGUEL AVE SANTA BARBARA CA 93109 N Y Family Trust Owner 2 Trust owner N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-04-2023 Kimberly McManus President, Alternative Regulatory Solutions, LLC