0001614281-23-000001.txt : 20230413 0001614281-23-000001.hdr.sgml : 20230413 20230413085415 ACCESSION NUMBER: 0001614281-23-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230322 DATE AS OF CHANGE: 20230413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC CENTRAL INDEX KEY: 0001614281 IRS NUMBER: 954529722 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00281 FILM NUMBER: 23817175 BUSINESS ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 805-496-2211 MAIL ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 MA-A 1 primary_doc.xml MA-A 0001614281 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com 12-31-2022 Y Montague DeRose & Associates, LLC 95-4529722 866-00018-00 867-00281 30700 Russell Ranch Road Suite 250 Westlake Village CA 91362 805-496-2211 Add 2175 N. California Blvd. Suite 422 Walnut Creek CA 94596 925-256-9797 925-256-9795 Add 805-496-2211 Add 805-496-2211 Add 805-496-2211 Add 805-496-2211 N www.montaguederose.com Kimberly Marie McManus

101 Eisenhower Parkway Suite 404 Roseland NJ 07068

973-618-9500 973-618-9501 kmcmanus@alternativereg.com Douglas Snow Montague

30700 Russell Ranch Road Suite 250 Westlake Village CA 91362

805-496-2211 montague@montaguederose.com Add Montague DeRose & Associates, LLC 2175 N. California Blvd. Suite 422 Walnut Creek CA 94596 925-256-9797 925-256-9795 Bond transaction related files and records; Client related analytical assignments Delete Montague DeRose & Associates, LLC 805-496-2211 client files Delete Montague DeRose & Associates, LLC 805-496-2211 client files December CA 05-01-1995 N 12 11 1 0 0 50 Municipal Entities Non-profit organizations Other Non-governmental entities and Governmental entities that do not issue securities 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other Advice regarding internal management of debt,capital planning and debt capacity. We also assist public agencies with the strategies and analytics for their financial,legal and regulatory decisions related to infrastructure projects including roads,utilities (primarily electric,water and sewer systems),schools,seaports and airports,government office buildings,and various other projects. Y N Broker-dealer municipal securities dealer or government securities broker or dealer Engineer or engineering firm 2 Add Broker-dealer municipal securities dealer or government securities broker or dealer James Palatt T.E. Laird Securities LLC N N N Add Engineer or engineering firm William Laws Montague DeRose & Associates LLC N Y N N N N N N N N N N N Y N N N N N N N Y Y N Y Y N N N N N N N N N N N N N N N Y N Douglas Snow Montague Principal 05-01-1995 C Y 000000000 James Rayfield Bemis Principal 01-01-2004 C Y 000000000 Frank Joseph Perdue-Rossi Principal 07-01-2008 C Y 000000000 Kimberly Marie McManus CCO 07-24-2014 NA N 2322081 Douglas Snow Montague Principal 05-01-1995 C Y 000000000 James Rayfield Bemis Principal 01-01-2004 C Y 000000000 Frank Joseph Perdue-Rossi Principal 07-01-2008 C Y 000000000 Kimberly Marie McManus CCO 07-24-2014 NA N 2322081 1 9-C1 9-C2 9-C4 9-C5 Douglas Snow Montague N 1144741 Douglas Snow Montague 1144741 3-9535 Douglas Snow Montague Douglas Snow Montague Principal 03-22-2023 N N N N N Y N Y N N Y N N N N N N N N N N