0001614281-22-000007.txt : 20220415
0001614281-22-000007.hdr.sgml : 20220415
20220415082755
ACCESSION NUMBER: 0001614281-22-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MCINNES,COLLEEN,NEISHI,
FILED AS OF DATE: 20220414
DATE AS OF CHANGE: 20220415
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC
CENTRAL INDEX KEY: 0001614281
IRS NUMBER: 954529722
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02083
FILM NUMBER: 22829061
BUSINESS ADDRESS:
STREET 1: 30700 RUSSELL RANCH ROAD
STREET 2: SUITE 250
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
BUSINESS PHONE: 805-496-2211
MAIL ADDRESS:
STREET 1: 30700 RUSSELL RANCH ROAD
STREET 2: SUITE 250
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
MA-I/A
1
primary_doc.xml
MA-I/A
0001614281
XXXXXXXX
Kenneth McManus
973-618-9508
kenmcmanus@alternativereg.com
kenmcmanus@alternativereg.com
Y
N
Colleen
Neishi
McInnes
N
1
0001614281
Montague DeRose & Associates, LLC
06-27-2016
N
867-00281
LOCATED
SUPERVISED
06-27-2016
30700 RUSSELL RANCH ROAD
SUITE 250
WESTLAKE VILLAGE
CA
91362
SUPERVISED
04-01-2022
06-2016
Montague DeRose & Associates, LLC
Westlake Village
CA
91362
Y
N
Senior Vice President
07-2011
06-2016
First Southwest Company
Santa Monica
CA
90404
Y
N
Director
07-2010
07-2011
Hutchinson, Shockey, Erley & Co.
Los Angeles
CA
90071
N
Y
Vice President
01-2010
07-2010
Unemployed
Valencia
CA
91354
N
N
unemployed
07-2008
01-2010
Cabrera Capital Markets
Los Angeles
CA
90071
N
Y
Investment Banking
04-2006
07-2008
First Southwest Company
Santa Monica
CA
90404
Y
Y
Vice President/ Public Finance
Y
12-2012
McInnes Reinsurance Company Ltd.
27420 Weathersfiled Drive
VALENCIA
CA
91354
N
N
Insurance Company
Secretary
2
Secretarial
07-2013
Rental Property
26962 Flo Lane # 327
CANYON COUNTRY
CA
91351
N
N
Rental property
Co-Owner
2
Property maintenance
08-2017
Rental Property
26908 Flo Lane
Unit 461
Santa Clarita
CA
91351
N
N
Rental Property
Property Owner
2
Property maintenance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-14-2022
Kimberly McManus
President, Alternative Regulatory Solutions LLC