0001614281-22-000007.txt : 20220415 0001614281-22-000007.hdr.sgml : 20220415 20220415082755 ACCESSION NUMBER: 0001614281-22-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MCINNES,COLLEEN,NEISHI, FILED AS OF DATE: 20220414 DATE AS OF CHANGE: 20220415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC CENTRAL INDEX KEY: 0001614281 IRS NUMBER: 954529722 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02083 FILM NUMBER: 22829061 BUSINESS ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 805-496-2211 MAIL ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 MA-I/A 1 primary_doc.xml MA-I/A 0001614281 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y N Colleen Neishi McInnes N 1 0001614281 Montague DeRose & Associates, LLC 06-27-2016 N 867-00281 LOCATED SUPERVISED 06-27-2016 30700 RUSSELL RANCH ROAD SUITE 250 WESTLAKE VILLAGE CA 91362 SUPERVISED 04-01-2022 06-2016 Montague DeRose & Associates, LLC Westlake Village CA 91362 Y N Senior Vice President 07-2011 06-2016 First Southwest Company Santa Monica CA 90404 Y N Director 07-2010 07-2011 Hutchinson, Shockey, Erley & Co. Los Angeles CA 90071 N Y Vice President 01-2010 07-2010 Unemployed Valencia CA 91354 N N unemployed 07-2008 01-2010 Cabrera Capital Markets Los Angeles CA 90071 N Y Investment Banking 04-2006 07-2008 First Southwest Company Santa Monica CA 90404 Y Y Vice President/ Public Finance Y 12-2012 McInnes Reinsurance Company Ltd. 27420 Weathersfiled Drive VALENCIA CA 91354 N N Insurance Company Secretary 2 Secretarial 07-2013 Rental Property 26962 Flo Lane # 327 CANYON COUNTRY CA 91351 N N Rental property Co-Owner 2 Property maintenance 08-2017 Rental Property 26908 Flo Lane Unit 461 Santa Clarita CA 91351 N N Rental Property Property Owner 2 Property maintenance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-14-2022 Kimberly McManus President, Alternative Regulatory Solutions LLC