0001614281-22-000002.txt : 20220413
0001614281-22-000002.hdr.sgml : 20220413
20220413173116
ACCESSION NUMBER: 0001614281-22-000002
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220318
DATE AS OF CHANGE: 20220413
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC
CENTRAL INDEX KEY: 0001614281
IRS NUMBER: 954529722
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00281
FILM NUMBER: 22825489
BUSINESS ADDRESS:
STREET 1: 30700 RUSSELL RANCH ROAD
STREET 2: SUITE 250
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
BUSINESS PHONE: 805-496-2211
MAIL ADDRESS:
STREET 1: 30700 RUSSELL RANCH ROAD
STREET 2: SUITE 250
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
MA-A
1
primary_doc.xml
MA-A
0001614281
XXXXXXXX
Kenneth McManus
973-618-9508
kenmcmanus@alternativereg.com
12-31-2021
Y
Montague DeRose & Associates, LLC
95-4529722
866-00018-00
867-00281
30700 Russell Ranch Road
SUITE 250
WESTLAKE VILLAGE
CA
91362
805-496-2211
Add
2175 N. California Blvd.
Suite 422
Walnut Creek
CA
94596
925-256-9797
925-256-9795
Add
805-496-2211
Add
805-496-2211
Add
9253579154
Amend
805-496-2211
N
www.montaguederose.com
Kimberly
Marie
McManus
Chief Compliance Officer
101 Eisenhower Parkway
Suite 404
Roseland
NJ
07068
973-618-9500
973-618-9501
kmcmanus@alternativereg.com
Douglas
Snow
Montague
Principal
30700 Russell Ranch Road
Suite 250
Westlake Village
CA
91362
805-496-2211
montague@montaguederose.com
Add
Montague DeRose & Associates, LLC
2175 N. California Blvd.
Suite 422
Walnut Creek
CA
94596
925-256-9797
925-256-9795
Bond transaction related files and records; Client related analytical assignments
Add
Montague DeRose & Associates, LLC
805-496-2211
client files
Add
Montague DeRose & Associates, LLC
805-496-2211
client files
December
CA
05-01-1995
N
14
13
1
0
0
55
Municipal Entities
Non-profit organizations
Other
Non-governmental entities and Governmental entities that do not issue securities
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Other
Advice regarding internal management of debt,capital planning and debt capacity. We also assist public agencies with the strategies and analytics for their financial,legal and regulatory decisions related to infrastructure projects including roads,utilities (primarily electric,water and sewer systems),schools,seaports and airports,government office buildings,and various other projects.
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Engineer or engineering firm
3
Add
Engineer or engineering firm
Brian Ross
Ross Infrastructure Development
N
N
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
James Palatt
T.E. Laird Securities LLC
N
N
N
Add
Engineer or engineering firm
William Laws
Montague DeRose & Associates LLC
N
Y
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
Y
Y
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Douglas
Snow
Montague
Principal
05-01-1995
D
Y
000000000
James
Rayfield
Bemis
Principal
01-01-2004
C
Y
000000000
Frank
Joseph
Perdue-Rossi
Principal
07-01-2008
B
Y
000000000
Kimberly
Marie
McManus
CCO
07-24-2014
NA
N
000000000
Amend
Douglas
Snow
Montague
Principal
05-01-1995
C
Y
000000000
James
Rayfield
Bemis
Principal
01-01-2004
C
Y
000000000
Amend
Frank
Joseph
Perdue-Rossi
Principal
07-01-2008
C
Y
000000000
Amend
Kimberly
Marie
McManus
CCO
07-24-2014
NA
N
2322081
1
9-C1
9-C2
9-C4
9-C5
Douglas
Snow
Montague
N
1144741
Douglas Snow Montague
1144741
3-9535
Douglas Snow Montague
Douglas Snow Montague
Principal
03-18-2022
N
N
N
N
N
Y
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N