0001614281-21-000020.txt : 20211020
0001614281-21-000020.hdr.sgml : 20211020
20211020102021
ACCESSION NUMBER: 0001614281-21-000020
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
DAWSON,GABRIELLE,CYNTHIA TAYLOR,
FILED AS OF DATE: 20211019
DATE AS OF CHANGE: 20211020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC
CENTRAL INDEX KEY: 0001614281
IRS NUMBER: 954529722
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02083
FILM NUMBER: 211333006
BUSINESS ADDRESS:
STREET 1: 30700 RUSSELL RANCH ROAD
STREET 2: SUITE 250
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
BUSINESS PHONE: 805-496-2211
MAIL ADDRESS:
STREET 1: 30700 RUSSELL RANCH ROAD
STREET 2: SUITE 250
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
MA-I/A
1
primary_doc.xml
MA-I/A
0001614281
XXXXXXXX
Kenneth McManus
973-464-0724
kenmcmanus@alternativereg.com
N
N
Gabrielle
Cynthia Taylor
Dawson
N
1
0001614281
Montague DeRose & Associates, LLC
01-04-2021
N
867-00281
LOCATED
SUPERVISED
01-04-2021
2175 N. California Blvd.
SUITE 422
WALNUT CREEK
CA
94596
01-2021
Montague, DeRose & Associates
WALNUT CREEK
CA
94596
Y
N
Analyst
06-2020
12-2020
UNEMPLOYED
GAMBRILLIS
MD
21054
N
N
UNEMPLOYED
04-2020
06-2020
NORTHEASTERN UNIVERSITY
BOSTON
MA
02120
N
N
FULL TIME STUDENT
01-2020
03-2020
BLACKBURN DONUTS
BOSTON
MA
02215
N
N
CASHIER
07-2019
12-2019
FEDERATED INVESTORS
BOSTON
MA
02110
N
Y
INVESTMENT OPERATIONS SPECIALIST CO-OP
01-2019
06-2019
NORTHEASTERN UNIVERSITY
BOSTON
MA
02120
N
N
FULL TIME STUDENT
07-2018
12-2018
BROWN BROTHERS HARRIMAN
BOSTON
MA
02110
N
Y
MBNR CORPORATE ACTIONS CO-OP
01-2017
06-2018
NORTHEASTERN UNIVERSITY
BOSTON
MD
02120
N
N
FULL TIME STUDENT
07-2016
11-2016
SWINEBURNE UNIVERSITY
HAWTHORNE
C3
3122
N
N
FULL TIME STUDENT
05-2016
06-2016
SCHAEFFER FINANCIAL
ROCKVILLE
MD
20853
N
Y
INTERN
08-2012
06-2016
ACADEMY OF THE HOLY CROSS
KENSINGTON
MD
21037
N
N
FULL TIME STUDENT
09-2005
06-2012
ROCKBRIDGE ACADEMY
KENSINGTON
MD
20895
N
N
FULL TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-19-2021
Kimberly McManus
President, Alternative Regulatory Solutions LLC