0001614281-21-000005.txt : 20210503 0001614281-21-000005.hdr.sgml : 20210503 20210503142600 ACCESSION NUMBER: 0001614281-21-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 DAWSON,GABRIELLE,CYNTHIA TAYLOR, FILED AS OF DATE: 20210430 DATE AS OF CHANGE: 20210503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC CENTRAL INDEX KEY: 0001614281 IRS NUMBER: 954529722 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02083 FILM NUMBER: 21882888 BUSINESS ADDRESS: STREET 1: 2801 TOWNSGATE ROAD STREET 2: SUITE 221 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-496-2211 MAIL ADDRESS: STREET 1: 2801 TOWNSGATE ROAD STREET 2: SUITE 221 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 MA-I 1 primary_doc.xml MA-I 0001614281 XXXXXXXX Kenneth McManus 973-464-0724 kenmcmanus@alternativereg.com N N Gabrielle Cynthia Taylor Dawson N 1 0001614281 Montague DeRose & Associates, LLC 01-04-2021 N 867-00281 SUPERVISED 01-04-2021 2175 N. California Blvd. SUITE 422 WALNUT CREEK CA 94596 LOCATED 01-04-2021 01-2021 Montague, DeRose & Associates WALNUT CREEK CA 94596 Y N Analyst 06-2020 12-2020 UNEMPLOYED GAMBRILLIS MD 21054 N N UNEMPLOYED 04-2020 06-2020 NORTHEASTERN UNIVERSITY BOSTON MA 02120 N N FULL TIME STUDENT 01-2020 03-2020 BLACKBURN DONUTS BOSTON MA 02215 N N CASHIER 07-2019 12-2019 FEDERATED INVESTORS BOSTON MA 02110 N Y INVESTMENT OPERATIONS SPECIALIST CO-OP 01-2019 06-2019 NORTHEASTERN UNIVERSITY BOSTON MA 02120 N N FULL TIME STUDENT 07-2018 12-2018 BROWN BROTHERS HARRIMAN BOSTON MA 02110 N Y MBNR CORPORATE ACTIONS CO-OP 01-2017 06-2018 NORTHEASTERN UNIVERSITY BOSTON MD 02120 N N FULL TIME STUDENT 07-2016 11-2016 SWINEBURNE UNIVERSITY HAWTHORNE C3 3122 N N FULL TIME STUDENT 05-2016 06-2016 SCHAEFFER FINANCIAL ROCKVILLE MD 20853 N Y INTERN 08-2012 06-2016 ACADEMY OF THE HOLY CROSS KENSINGTON MD 21037 N N FULL TIME STUDENT 09-2005 06-2012 ROCKBRIDGE ACADEMY KENSINGTON MD 20895 N N FULL TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-30-2021 Kimberly McManus President, Alternative Regulatory Solutions LLC