0001614281-19-000008.txt : 20191104
0001614281-19-000008.hdr.sgml : 20191104
20191104141659
ACCESSION NUMBER: 0001614281-19-000008
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20191029
DATE AS OF CHANGE: 20191104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC
CENTRAL INDEX KEY: 0001614281
IRS NUMBER: 954529722
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00281
FILM NUMBER: 191189211
BUSINESS ADDRESS:
STREET 1: 2801 TOWNSGATE ROAD
STREET 2: SUITE 221
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805-496-2211
MAIL ADDRESS:
STREET 1: 2801 TOWNSGATE ROAD
STREET 2: SUITE 221
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
MA/A
1
primary_doc.xml
MA/A
0001614281
XXXXXXXX
Kenneth McManus
973-618-9508
kenmcmanus@alternativereg.com
tommcmanus@alternativereg.com
Montague DeRose & Associates, LLC
95-4529722
866-00018-00
867-00281
2801 TOWNSGATE ROAD
SUITE 221
WESTLAKE VILLAGE
CA
91361
805-496-2211
805-496-8077
Add
2175 N. California Blvd.
Suite 422
Walnut Creek
CA
94596
925-256-9797
925-256-9795
Add
805-496-2211
Add
805-496-2211
NewAdd
9253579154
N
www.montaguederose.com
Kimberly
Marie
McManus
Chief Compliance Officer
101 Eisenhower Parkway
Suite 404
Roseland
NJ
07068
973-618-9500
973-618-9501
kmcmanus@alternativereg.com
Douglas
Snow
Montague
Principal
2801 Townsgate Road
Suite 221
Westlake Village
CA
91361
805-496-2211
805-496-8077
montague@montaguederose.com
Add
Montague DeRose & Associates, LLC
2175 N. California Blvd.
Suite 422
Walnut Creek
CA
94596
925-256-9797
925-256-9795
Bond transaction related files and records; Client related analytical assignments
Add
Montague DeRose & Associates, LLC
805-496-2211
client files
Add
Montague DeRose & Associates, LLC
805-496-2211
client files
December
CA
05-01-1995
N
14
13
0
0
0
50
Municipal Entities
Non-profit organizations
Other
Non-governmental entities and Governmental entities that do not issue securities
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Other
Advice regarding internal management of debt,capital planning and debt capacity. We also assist public agencies with the strategies and analytics for their financial,legal and regulatory decisions related to infrastructure projects including roads,utilities (primarily electric,water and sewer systems),schools,seaports and airports,government office buildings,and various other projects.
N
0
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
Y
Y
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Douglas
Snow
Montague
Principal
05-01-1995
D
Y
000000000
James
Rayfield
Bemis
Principal
01-01-2004
C
Y
000000000
Frank
Joseph
Perdue-Rossi
Principal
07-01-2008
B
Y
000000000
Kimberly
Marie
McManus
CCO
07-24-2014
NA
N
000000000
Douglas
Snow
Montague
Principal
05-01-1995
D
Y
000000000
James
Rayfield
Bemis
Principal
01-01-2004
C
Y
000000000
Frank
Joseph
Perdue-Rossi
Principal
07-01-2008
B
Y
000000000
Kimberly
Marie
McManus
CCO
07-24-2014
NA
N
000000000
1
9-C1
9-C2
9-C4
9-C5
Douglas
Snow
Montague
N
1144741
Douglas Snow Montague
1144741
3-9535
Douglas Snow Montague
Douglas Snot Montague
Principal
10-29-2019
N
N
N
N
N
Y
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N