0001614281-18-000002.txt : 20180412 0001614281-18-000002.hdr.sgml : 20180412 20180412120800 ACCESSION NUMBER: 0001614281-18-000002 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC CENTRAL INDEX KEY: 0001614281 IRS NUMBER: 954529722 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00281 FILM NUMBER: 18751560 BUSINESS ADDRESS: STREET 1: 2801 TOWNSGATE ROAD STREET 2: SUITE 221 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-496-2211 MAIL ADDRESS: STREET 1: 2801 TOWNSGATE ROAD STREET 2: SUITE 221 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 MA-A 1 primary_doc.xml MA-A 0001614281 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com 12-31-2017 Y Montague DeRose & Associates, LLC 95-4529722 866-00018-00 867-00281 2801 TOWNSGATE ROAD SUITE 221 WESTLAKE VILLAGE CA 91361 805-496-2211 805-496-8077 Add 2175 N. California Blvd. Suite 422 Walnut Creek CA 94596 925-256-9797 925-256-9795 Add 805-496-2211 Add 805-496-2211 Delete 805-496-2211 N 2801 TOWNSGATE ROAD SUITE 221 WESTLAKE VILLAGE CA 91361 www.montaguederose.com Kimberly Marie McManus

101 Eisenhower Parkway Suite 404 Roseland NJ 07068

973-618-9500 973-618-9501 kmcmanus@alternativereg.com Douglas Snow Montague

2801 Townsgate Road Suite 221 Westlake Village CA 91361

805-496-2211 805-496-8077 montague@montaguederose.com Add Montague DeRose & Associates, LLC 2175 N. California Blvd. Suite 422 Walnut Creek CA 94596 925-256-9797 925-256-9795 Bond transaction related files and records; Client related analytical assignments Add Montague DeRose & Associates, LLC 805-496-2211 client files Add Montague DeRose & Associates, LLC 805-496-2211 client files Delete Montague DeRose & Associates, LLC 805-496-2211 client files December CA 05-01-1995 N 13 13 0 0 0 50 Municipal Entities Non-profit organizations Other Non-governmental entities and Governmental entities that do not issue securities 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other Advice regarding internal management of debt,capital planning and debt capacity. We also assist public agencies with the strategies and analytics for their financial,legal and regulatory decisions related to infrastructure projects including roads,utilities (primarily electric,water and sewer systems),schools,seaports and airports,government office buildings,and various other projects. N 0 N N N N N N N N N N Y N N N N N N N Y Y N Y Y N N N N N N N N N N N N N N N Y N Douglas Snow Montague Principal 05-01-1995 D Y James Rayfield Bemis Principal 01-01-2004 C Y Frank Joseph Perdue Principal 07-01-2008 B Y Kimberly Marie McManus CCO 07-24-2014 NA N Add Douglas Snow Montague Principal 05-01-1995 D Y Add James Rayfield Bemis Principal 01-01-2004 C Y Amend Frank Joseph Perdue-Rossi Principal 07-01-2008 B Y Amend Kimberly Marie McManus CCO 07-24-2014 NA N 1 9-C1 9-C2 9-C4 9-C5 Douglas Snow Montague N 001144741 Douglas Snow Montague 001144741 3-9535 Douglas Snow Montague Douglas Snow Montague Principal 03-23-2018 N N N N N Y N Y N N Y N N N N N N N N N N