0001614281-17-000005.txt : 20170517 0001614281-17-000005.hdr.sgml : 20170517 20170517153849 ACCESSION NUMBER: 0001614281-17-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC CENTRAL INDEX KEY: 0001614281 IRS NUMBER: 954529722 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02083 FILM NUMBER: 17851297 BUSINESS ADDRESS: STREET 1: 2801 TOWNSGATE ROAD STREET 2: SUITE 221 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-496-2211 MAIL ADDRESS: STREET 1: 2801 TOWNSGATE ROAD STREET 2: SUITE 221 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 MA-I/A 1 primary_doc.xml MA-I/A 0001614281 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com N Y Lindsay Victoria Smith N 1 0001614281 Montague DeRose & Associates, LLC Montague DeRose & Associates 06-01-2014 N 07-24-2014 0001614281 LOCATED SUPERVISED 06-01-2014 2175 N. California Blvd. Suite 422 WALNUT CREEK CA 94596 Lindsay Victoria Ferguson 06-2014 Montague DeRose & Associates, LLC WALNUT CREEK CA 94596 Y N Research Analyst - Administrative Assistant 04-2013 05-2014 PATTERSON DENTAL CONCORD CA 94520 N N Sales Representative 05-2011 03-2013 REVEAL DIAGNOSTICS, LLC SAN FRANCISCO CA 94102 N N Office Manager (Due to EDGAR system limitations and no overlapping of employment is allowed - also work at Harmonic LLC from 07-2012 to 08-2012) 01-2011 05-2011 SAN FRANCISCO STATE UNIVERSITY SAN FRANCISCO CA 94132 N N Student 07-2009 01-2011 The UPS STORE DANVILLE CA 94506 N N Store Manager 08-2008 06-2009 CALIFORNIA STATE UNIVERSITY FULLERTON FULLERTON CA 92831 N N Student 04-2007 08-2008 BLACK ANGUS Dublin CA 94568 N N Front Desk Trainer (Due to Edgar limitations of overlapping employment dates - worked here until October 2007 and Movers Pac Man from 08-2007 to 05-2008) 08-2004 04-2007 DUBLIN HIGH SCHOOL DUBLIN CA 94568 N N Student (Due to EDGAR limitations of overlapping employment - studied here until May 2008) N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-11-2017 Kimberly McManus President of Alternative Regulatory Solutions, LLC