0001614281-15-000004.txt : 20150417 0001614281-15-000004.hdr.sgml : 20150417 20150417170907 ACCESSION NUMBER: 0001614281-15-000004 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150320 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC CENTRAL INDEX KEY: 0001614281 IRS NUMBER: 954529722 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00281 FILM NUMBER: 15778939 BUSINESS ADDRESS: STREET 1: 2801 TOWNSGATE ROAD STREET 2: SUITE 221 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-496-2211 MAIL ADDRESS: STREET 1: 2801 TOWNSGATE ROAD STREET 2: SUITE 221 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 MA-A 1 primary_doc.xml MA-A 0001614281 XXXXXXXX Kimberly McManus 973-618-9500 kmcmanus@alternativereg.com 12-31-2014 Y Montague DeRose & Associates, LLC 95-4529722 866-00018-00 867-00281 2801 TOWNSGATE ROAD SUITE 221 WESTLAKE VILLAGE CA 91361 805-496-2211 805-496-8077 Add 2175 N. California Blvd. Suite 745 Walnut Creek CA 94596 925-256-9797 925-256-9795 N 2801 TOWNSGATE ROAD SUITE 221 WESTLAKE VILLAGE CA 91361 www.montaguederose.com Kimberly Marie McManus

101 Eisenhower Parkway Suite A3 Roseland NJ 07068

973-618-9500 973-618-9501 kmcmanus@alternativereg.com Douglas Snow Montague

2801 Townsgate Road Suite 221 Westlake Village CA 91361

805-496-2211 805-496-8077 montague@montaguederose.com Add Montague DeRose & Associates, LLC 2175 N. California Blvd. Suite 745 Walnut Creek CA 94596 925-256-9797 925-256-9795 Bond transaction related files and records; Client related analytical assignments December CA 05-01-1995 N 15 15 0 0 0 27 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection N Other municipal advisor 1 N N N N N N N N N N Y N N N N N N N Y Y N Y Y N N N N N N N N N N N N N N N Y N Douglas Snow Montague Principal 05-01-1995 D Y James Rayfield Bemis Principal 01-01-2004 C Y Frank Joseph Perdue Principal 07-01-2008 B Y Add Douglas Snow Montague Principal 05-01-1995 D Y Add James Rayfield Bemis Principal 01-01-2004 C Y Add Frank Joseph Perdue Principal 07-01-2008 B Y 1 9-C1 9-C2 9-C4 9-C5 Douglas Snow Montague N 001144741 Douglas Snow Montague 001144741 3-9535 Douglas Snow Montague Douglas Snow Montague Principal 03-20-2015 N N N N N Y N Y N N Y N N N N N N N N N