0001614281-14-000001.txt : 20140812
0001614281-14-000001.hdr.sgml : 20140812
20140811141753
ACCESSION NUMBER: 0001614281-14-000001
CONFORMED SUBMISSION TYPE: MA
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140724
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montague DeRose & Associates, LLC
CENTRAL INDEX KEY: 0001614281
IRS NUMBER: 954529722
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00281
FILM NUMBER: 141030051
BUSINESS ADDRESS:
STREET 1: 2801 TOWNSGATE ROAD
STREET 2: SUITE 221
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805-496-2211
MAIL ADDRESS:
STREET 1: 2801 TOWNSGATE ROAD
STREET 2: SUITE 221
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
MA
1
primary_doc.xml
MA
0001614281
XXXXXXXX
Kimberly McManus
973-618-9500
kmcmanus@alternativereg.com
Montague DeRose & Associates, LLC
95-4529722
866-00018-00
2801 TOWNSGATE ROAD
SUITE 221
WESTLAKE VILLAGE
CA
91361
805-496-2211
805-496-8077
2175 N. California Blvd.
Suite 745
Walnut Creek
CA
94596
925-256-9797
925-256-9795
N
2801 TOWNSGATE ROAD
SUITE 221
WESTLAKE VILLAGE
CA
91361
www.montaguederose.com
Kimberly
Marie
McManus
Chief Compliance Officer
101 Eisenhower Parkway
Suite A3
Roseland
NJ
07068
973-618-9500
973-618-9501
kmcmanus@alternativereg.com
Douglas
Snow
Montague
Principal
2801 Townsgate Road
Suite 221
Westlake Village
CA
91361
805-496-2211
805-496-8077
montague@montaguederose.com
Montague DeRose & Associates, LLC
2175 N. California Blvd.
Suite 745
Walnut Creek
CA
94596
925-256-9797
925-256-9795
Bond transaction related files and records; Client related analytical assignments
December
CA
05-01-1995
N
15
15
0
0
0
27
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
N
Other municipal advisor
1
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
Y
Y
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Douglas
Snow
Montague
Principal
05-01-1995
D
Y
James
Rayfield
Bemis
Principal
01-01-2004
C
Y
Frank
Joseph
Perdue
Principal
07-01-2008
B
Y
Douglas
Snow
Montague
Principal
05-01-1995
D
Y
James
Rayfield
Bemis
Principal
01-01-2004
C
Y
Frank
Joseph
Perdue
Principal
07-01-2008
B
Y
1
9-C1
9-C2
9-C4
9-C5
Douglas
Snow
Montague
N
001144741
Douglas Snow Montague
001144741
3-9535
Douglas Snow Montague
Douglas Snow Montague
Principal
07-23-2014
N
N
N
N
N
Y
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N