0001614248-23-000004.txt : 20230215 0001614248-23-000004.hdr.sgml : 20230215 20230215085802 ACCESSION NUMBER: 0001614248-23-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MCNULTY,JAMES,MAURICE, FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Blue Rose Capital Advisors, LLC CENTRAL INDEX KEY: 0001614248 IRS NUMBER: 452385747 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03315 FILM NUMBER: 23633794 BUSINESS ADDRESS: STREET 1: 6400 FLYING CLOUD DRIVE, SUITE 212 CITY: MINNEAPOLIS STATE: MN ZIP: 55344 BUSINESS PHONE: 952-746-6050 MAIL ADDRESS: STREET 1: 6400 FLYING CLOUD DRIVE, SUITE 212 CITY: MINNEAPOLIS STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: Blue Rose Capital Advisors, Inc. DATE OF NAME CHANGE: 20140718 MA-I/A 1 primary_doc.xml MA-I/A 0001614248 XXXXXXXX John Elliott 312-332-1336 jelliott@blueroseadvisors.com jelliott@blueroseadvisors.com N 0001614248-22-000009 N James Maurice McNulty N 1 0001614248 Blue Rose Capital Advisors, LLC Blue Rose Capital Advisors 01-01-2015 N 867-00713 SUPERVISED 01-01-2015 3948 Market Street, #24827 Minneapolis MN 55424-9998 LOCATED 07-01-2022 09-2019 Blue Rose Capital Advisors, LLC Minneapolis MN 55424-9998 Y N Managing Director 07-2018 08-2019 Blue Rose Capital Advisors Minneapolis MN 55344 Y N Senior Vice President 01-2015 06-2018 Blue Rose Capital Advisors Minneapolis MN 55344 Y N Vice President 10-2006 04-2015 John S. Vincent & Company, LLC Chicago IL 60604 Y N Vice President 04-2006 10-2006 Unemployed Chicago IL 60604 N N Unemployed 10-2005 04-2006 University of Chicago Graduate School of Business Chicago IL 60637 N N Office Assistant 05-1999 10-2005 Chicago Public Schools Chicago IL 60603 N N Intern Y 05-2020 Brother Rice High School 10001 S. Pulaski Road Chicago IL 60655 N N secondary education member, finance committee; not a board member 2 financial oversight N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-14-2023 John Elliott Assistant Vice President and Chief Compliance Officer