0001702696-21-000029.txt : 20210402 0001702696-21-000029.hdr.sgml : 20210402 20210402151822 ACCESSION NUMBER: 0001702696-21-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tortorici Samuel M. CENTRAL INDEX KEY: 0001702208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38058 FILM NUMBER: 21801798 MAIL ADDRESS: STREET 1: 2800 POST OAK BOULEVARD STREET 2: SUITE 3800 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cadence Bancorporation CENTRAL INDEX KEY: 0001614184 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 POST OAK BOULEVARD SUITE 3800 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138714000 MAIL ADDRESS: STREET 1: 2800 POST OAK BOULEVARD SUITE 3800 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-03-31 0 0001614184 Cadence Bancorporation CADE 0001702208 Tortorici Samuel M. 2800 POST OAK BOULEVARD SUITE 3800 HOUSTON TX 77056 0 1 0 0 President & COO Class A Common Stock, par value $0.01 per share 2021-03-31 4 A 0 2122 20.73 A 231207 D Class A Common Stock, par value $0.01 per share 2021-03-31 4 F 0 639 20.73 D 230568 D Class A Common Stock, par value $0.01 per share 2021-03-31 4 F 0 3503 20.73 D 227065 D Class A Common Stock, par value $0.01 per share 2021-04-01 4 A 0 12621 21.7885 A 239686 D Award of performance stock units received pursuant to the Amended and Restated 2015 Omnibus Incentive Plan granted in 2018, vesting after 3 years depending upon performance, settled in shares of Class A common stock with the fractional shares settled in cash. Represents withholding of shares to cover tax liability associated with the vesting portion of outstanding performance stock units from 2021. Represents withholding of shares to cover tax liability associated with the vesting portion of outstanding restricted stock units from 2018, 2019 and 2020. Represents the grant of time vesting restricted stock pursuant to the Amended and Restated 2015 Omnibus Incentive Plan. The units vest in three equal installments on each March 31, 2022, March 31, 2023 and March 31, 2024, subject to continued employment through each applicable vesting date, and are settled in shares of Class A common stock (with any fractional shares settled in cash). Jerry W Powell, Attorney-In-Fact for Samuel M Tortorici 2021-04-02