UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___)*
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Siguler Guff Small Business Credit Opportunities Fund, Inc.
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(Name of Issuer)
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Common Stock, $0.001 par value
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(Title of Class of Securities)
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NONE
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(CUSIP Number)
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October 13, 2015
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Date of Event Which Requires Filing of this Statement
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1
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Name of Reporting Person:
Carpenters’ Pension Trust Fund of St. Louis
I.R.S. Identification No. of above Person (entities only) (voluntary)
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2
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Check the Appropriate Box if a Member of a Group
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(a) [ ]
(b) [ ]
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3
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SEC USE ONLY
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4
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Citizenship or Place of Organization
Missouri
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NUMBER OF
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5
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SOLE VOTING POWER
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0
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SHARES
BENEFICIALLY
OWNED BY
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6
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SHARED VOTING POWER
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59,840 *
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EACH
REPORTING
PERSON
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7
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SOLE DISPOSITIVE POWER
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0
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WITH
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8
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SHARED DISPOSITIVE POWER
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59,840 *
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED
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59,840 *
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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[ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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59.8% *
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12
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TYPE OF REPORTING PERSON
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EP
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Item 1(a)
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Name of Issuer: Siguler Guff Small Business Credit Opportunities Fund, Inc.
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Item 1(b)
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Address of Issuer’s Principal Executive Offices:
825 Third Avenue, 10th Floor, New York, NY 10022
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Item 2(a)
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Name of Person Filing:
Carpenters Pension Trust Fund of St. Louis
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Item 2(b)
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Address of Principal Business Office, or if None, Residence:
1401 Hampton Avenue, St. Louis, Missouri 63139
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Item 2(c)
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Citizenship or Place of Organization: Missouri
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Item 2(d)
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Title of Class of Securities: Common Stock, $0.001 par value
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Item 2(e)
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CUSIP Number: None
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Item 3
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is:
(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
(e) [ ] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f) [X] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
(k) [ ] Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
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Item 4
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Ownership:
(a) through (c):
The information set forth in Items 5 through 9 and 11 of the cover pages to this Schedule 13G is incorporated herein by reference thereto.
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Item 5
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Ownership of Five Percent or Less of the Class: Not Applicable
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Item 6
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Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable
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Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable
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Item 8
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Identification and Classification of Members of the Group: Not Applicable
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Item 9
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Notice of Dissolution of Group: Not Applicable
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Item 10
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Certification:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
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CARPENTERS’ PENSION TRUST FUND OF ST. LOUIS
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By:
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Ilomai Kurrik
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By:
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/s/ Ilomai Kurrik
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Name: Ilomai Kurrik
Title: Attorney-in-Fact
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