0001614154-23-000002.txt : 20231011
0001614154-23-000002.hdr.sgml : 20231011
20231011142949
ACCESSION NUMBER: 0001614154-23-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: DIEKER,KENNETH,LEO,
FILED AS OF DATE: 20231011
DATE AS OF CHANGE: 20231011
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Del Rio Advisors, LLC
CENTRAL INDEX KEY: 0001614154
IRS NUMBER: 202705650
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-01234
FILM NUMBER: 231320344
BUSINESS ADDRESS:
STREET 1: 1325 COUNTRY CLUB DRIVE
CITY: MODESTO
STATE: CA
ZIP: 95356
BUSINESS PHONE: 209-543-8704
MAIL ADDRESS:
STREET 1: 1325 COUNTRY CLUB DRIVE
CITY: MODESTO
STATE: CA
ZIP: 95356
MA-I/A
1
primary_doc.xml
MA-I/A
0001614154
XXXXXXXX
Tracy Kearns
973-618-9507
tkearns@alternativereg.com
N
0001614154-19-000001
N
Kenneth
Leo
Dieker
N
1
0001614154
Del Rio Advisors, LLC
04-01-2005
N
07-22-2014
0001614154
LOCATED
SUPERVISED
04-01-2005
04-2005
Del Rio Advisors, LLC
Modesto
CA
95356
Y
N
Principal
04-1991
04-2005
Munisoft
Modesto
CA
95356
Y
N
Principal
Y
08-2006
Dieker Family Trust
1325 Country Club Drive
MODESTO
CA
95356
N
N
Established trust for beneficiary purposes
Trustee
2
Trustee duties
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-11-2023
Kimberly McManus
President, Alternative Regulatory Solutions LLC