0001614154-23-000002.txt : 20231011 0001614154-23-000002.hdr.sgml : 20231011 20231011142949 ACCESSION NUMBER: 0001614154-23-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: DIEKER,KENNETH,LEO, FILED AS OF DATE: 20231011 DATE AS OF CHANGE: 20231011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Del Rio Advisors, LLC CENTRAL INDEX KEY: 0001614154 IRS NUMBER: 202705650 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01234 FILM NUMBER: 231320344 BUSINESS ADDRESS: STREET 1: 1325 COUNTRY CLUB DRIVE CITY: MODESTO STATE: CA ZIP: 95356 BUSINESS PHONE: 209-543-8704 MAIL ADDRESS: STREET 1: 1325 COUNTRY CLUB DRIVE CITY: MODESTO STATE: CA ZIP: 95356 MA-I/A 1 primary_doc.xml MA-I/A 0001614154 XXXXXXXX Tracy Kearns 973-618-9507 tkearns@alternativereg.com N 0001614154-19-000001 N Kenneth Leo Dieker N 1 0001614154 Del Rio Advisors, LLC 04-01-2005 N 07-22-2014 0001614154 LOCATED SUPERVISED 04-01-2005 04-2005 Del Rio Advisors, LLC Modesto CA 95356 Y N Principal 04-1991 04-2005 Munisoft Modesto CA 95356 Y N Principal Y 08-2006 Dieker Family Trust 1325 Country Club Drive MODESTO CA 95356 N N Established trust for beneficiary purposes Trustee 2 Trustee duties N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-11-2023 Kimberly McManus President, Alternative Regulatory Solutions LLC