0001614154-22-000001.txt : 20220419 0001614154-22-000001.hdr.sgml : 20220419 20220419081116 ACCESSION NUMBER: 0001614154-22-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220318 DATE AS OF CHANGE: 20220419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Del Rio Advisors, LLC CENTRAL INDEX KEY: 0001614154 IRS NUMBER: 202705650 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00132 FILM NUMBER: 22833514 BUSINESS ADDRESS: STREET 1: 1325 COUNTRY CLUB DRIVE CITY: MODESTO STATE: CA ZIP: 95356 BUSINESS PHONE: 209-543-8704 MAIL ADDRESS: STREET 1: 1325 COUNTRY CLUB DRIVE CITY: MODESTO STATE: CA ZIP: 95356 MA-A 1 primary_doc.xml MA-A 0001614154 XXXXXXXX Kimberly McManus 973-618-9500 kmcmanus@alternativereg.com tvogtman@alternativereg.com 12-31-2021 Y Del Rio Advisors, LLC 20-2705650 866-00143-00 867-00132 209-543-8704 N www.Delrioadvisors.com Kimberly Marie McManus

101 Eisenhower Parkway Suite 404 Roseland NJ 07068

973-618-9500 973-618-9501 kmcmanus@alternativereg.com Kenneth Leo Dieker 209-543-8704 209-554-0427 kdieker@delrioadvisors.com December CA 04-01-2005 N 1 1 0 0 0 20 Municipal Entities 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other Advice regarding the internal management of debt including: capital planning, debt capacity, debt covenants, cash flow management, rating and insurer strategies, continuing disclosure activities, debt policies, ongoing rating reviews, Council or Board presentations, investor or press relations and requests for proposals (RFPs) or qualifications (RFQs), and bond sizing software N 1 N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Kenneth Leo Dieker Principal 04-01-2005 E Y 000000000 Kimberly Marie McManus CCO 07-22-2014 NA N 000000000 Kenneth Leo Dieker Principal 04-01-2005 E Y 000000000 Amend Kimberly Marie McManus CCO 07-22-2014 NA N 2322081 KENNETH L. DIEKER KENNETH L. DIEKER PRINCIPAL 03-18-2022 N N N N N Y N N N N N N N N N N N N N N N