0001614154-18-000001.txt : 20180313
0001614154-18-000001.hdr.sgml : 20180313
20180313164511
ACCESSION NUMBER: 0001614154-18-000001
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180312
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Del Rio Advisors, LLC
CENTRAL INDEX KEY: 0001614154
IRS NUMBER: 202705650
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00132
FILM NUMBER: 18687050
BUSINESS ADDRESS:
STREET 1: 1325 COUNTRY CLUB DRIVE
CITY: MODESTO
STATE: CA
ZIP: 95356
BUSINESS PHONE: 209-543-8704
MAIL ADDRESS:
STREET 1: 1325 COUNTRY CLUB DRIVE
CITY: MODESTO
STATE: CA
ZIP: 95356
MA-A
1
primary_doc.xml
MA-A
0001614154
XXXXXXXX
Maria Kaufman
973-618-9500
mkaufman@alternativereg.com
mkaufman@alternativereg.com
12-31-2017
N
Del Rio Advisors, LLC
20-2705650
866-00143-00
867-00132
209-543-8704
N
www.Delrioadvisors.com
Kimberly
Marie
McManus
President of ARS
101 Eisenhower Parkway
Suite 404
Roseland
NJ
07068
973-618-9500
973-618-9501
kmcmanus@alternativereg.com
Kenneth
Leo
Dieker
Principal
209-543-8704
209-554-0427
kdieker@delrioadvisors.com
December
CA
04-01-2005
N
1
1
0
0
0
14
Municipal Entities
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Other
Advice regarding the internal management of debt including: capital planning, debt capacity, debt covenants, cash flow management, rating and insurer strategies, continuing disclosure activities, debt policies, ongoing rating reviews, Council or Board presentations, investor or press relations and requests for proposals (RFPs) or qualifications (RFQs).
Y
1
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Kenneth
Leo
Dieker
Principal
04-01-2005
E
Y
Kimberly
Marie
McManus
CCO
07-22-2014
NA
N
Add
Kenneth
Leo
Dieker
Principal
04-01-2005
E
Y
Add
Kimberly
Marie
McManus
CCO
07-22-2014
NA
N
Kenneth L. Dieker
Kenneth L. Dieker
Principal
03-12-2018
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N