0001614154-16-000003.txt : 20160311 0001614154-16-000003.hdr.sgml : 20160311 20160311142121 ACCESSION NUMBER: 0001614154-16-000003 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Del Rio Advisors, LLC CENTRAL INDEX KEY: 0001614154 IRS NUMBER: 202705650 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00132 FILM NUMBER: 161500328 BUSINESS ADDRESS: STREET 1: 1325 COUNTRY CLUB DRIVE CITY: MODESTO STATE: CA ZIP: 95356 BUSINESS PHONE: 209-543-8704 MAIL ADDRESS: STREET 1: 1325 COUNTRY CLUB DRIVE CITY: MODESTO STATE: CA ZIP: 95356 MA-A 1 primary_doc.xml MA-A 0001614154 XXXXXXXX Kimberly McManus 973-618-9500 mkaufman@alternativereg.com 12-31-2015 Y Del Rio Advisors, LLC 20-2705650 866-00143-00 867-00132 209-543-8704 N www.Delrioadvisors.com Kimberly Marie McManus

101 Eisenhower Parkway Suite 404 Roseland NJ 07068

973-618-9500 973-618-9501 mkaufman@alternativereg.com Kenneth Leo Dieker 209-543-8704 209-554-0427 kdieker@delrioadvisors.com December CA 04-01-2005 N 1 1 0 0 0 14 Municipal Entities 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Use Of MD Advice On Selection Y 1 N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Kenneth Leo Dieker Principal 04-01-2005 E Y Add Kenneth Leo Dieker Principal 04-01-2005 E Y Kenneth L. Dieker Kenneth L. Dieker Principal 03-07-2016 N N N N N Y N N N N N N N N N N N N N N N