0001104659-21-113792.txt : 20210908 0001104659-21-113792.hdr.sgml : 20210908 20210908160538 ACCESSION NUMBER: 0001104659-21-113792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210903 FILED AS OF DATE: 20210908 DATE AS OF CHANGE: 20210908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jafri Hasan CENTRAL INDEX KEY: 0001815352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38630 FILM NUMBER: 211242188 MAIL ADDRESS: STREET 1: 5941 OPTICAL COURT CITY: SAN JOSE STATE: CA ZIP: 95138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aridis Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001614067 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 320074500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 983 UNIVERSITY AVENUE, BLDG. B CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: (408) 385-1742 MAIL ADDRESS: STREET 1: 983 UNIVERSITY AVENUE, BLDG. B CITY: LOS GATOS STATE: CA ZIP: 95032 4 1 a4.xml 4 X0306 4 2021-09-03 0 0001614067 Aridis Pharmaceuticals, Inc. ARDS 0001815352 Jafri Hasan C/O ARIDIS PHARMACEUTICALS, INC. 983 UNIVERSITY AVENUE, BLDG. B LOS GATOS CA 95032 0 1 0 0 Chief Medical Officer Common Stock 2021-09-03 4 P 0 3009 4.15 A 3009 D Common Stock 2021-09-07 4 P 0 1991 4.15 A 5000 D Common Stock 2021-09-07 4 P 0 100 3.97 A 5100 D /s/ Hasan Jafri 2021-09-08